Aureana Capital Management, LLC (New York)


Aureana Capital Management, LLC is a large advisory firm based in New York. It manages $189.25 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and New York.

Aureana Capital Management provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and sub-advisory. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aureana Capital Management: assets under management

The assets under management (AUM) of Aureana Capital Management, LLC is $189.25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and $189.25 million of the total AUM is attributable to clients outside of the United States.

The firm manages $189.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aureana Capital Management, LLC for their services and products based on fixed fees and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aureana Capital Management serves?

The only and largest group of clients of Aureana Capital Management is pooled investment vehicles with 1 clients and $189.25 million of assets under management. Among the 9 most similar advisory firms, Aureana Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $189.25 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Aureana Capital Management doesn't advise any private funds.

Careers at Aureana Capital Management, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Heisenberg Global Partners Member 1 Oct 2009 50% - 75% 27-1755800
Gabrielle Yvette Garcia Chief compliance officer and chief risk officer 1 Dec 2017 Other 6469235
Isabel Martinez Lopez Chief executive officer, manager, member 1 Dec 2017 50% - 75% 5276247
Le Mans Capital Llc Member 1 Nov 2018 50% - 75% 27-2032946
Gregg Mitchell Riina Chief compliance officer and chief operating officer 1 Jan 2019 Other 1929847

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ctp (Bvi) Holdings Limited Shareholder 1 Dec 2012 75% - 100% foreign entity
Francisco Felix Rodriguez Shareholder 1 Aug 2013 75% - 100% 5833980
Kian Esteghamat Shareholder 1 Jan 2014 75% - 100% 6087646
Canepa Global Managers Scs Sole member 1 Dec 2017 75% - 100% foreign entity
S.à R.L. Spf Ctp International Partners Limited partner 1 Dec 2017 50% - 75% foreign entity
S.à R.L. Cgm Partners General partner 1 Dec 2017 Other foreign entity
Raices International Spf S.à R.L. Shareholder 1 Dec 2017 25% - 50% foreign entity
S.à R.L. Spf Bltm Global Holdings Shareholder 1 Dec 2017 25% - 50% foreign entity
Elias E (Mi Only) Esber Shareholder 1 Dec 2017 50% - 75% 5831766
Isabel Martinez Lopez Sole member 1 Nov 2018 75% - 100% 5276247

Based in New York

The principal office where Aureana Capital Management, LLC performs its advisory services is located at 24 W. 40 Th Street, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-677-7011. The normal business hours are 9am-5pm on Monday - Friday.