Tublin Difusco Advisors Inc. is a mid-sized advisory firm based in Baldwin. It manages $69.31 million of regulatory assets for 158 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Florida, New Jersey, New York, Rhode Island, and Texas.
Tublin Difusco Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tublin Difusco Advisors Inc. is $69.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Tublin Difusco Advisors Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Tublin Difusco Advisors is high net worth individuals with 25 clients and $37.68 million of assets under management. Among the 1 most similar advisory firms, Tublin Difusco Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $69.31 million for 158 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Tublin Difusco Advisors doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Tublin Difusco Advisors Inc. performs its advisory services is located at 1599 Victoria Street, Baldwin, NY 11510 1616, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 516-623-2862 or by fax 516-377-1734. The normal business hours are 9:00am to 5:00pm on Monday - Friday.