Hyperion Asset Management Limited (Brisbane, Qld)


Hyperion Asset Management Limited is a large advisory firm based in Brisbane, Qld. It manages $4.59 billion of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2017.

Hyperion Asset Management Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hyperion Asset Management Limited: assets under management

The assets under management (AUM) of Hyperion Asset Management Limited is $4.59 billion. The firm's AUM has grown by 3% since the beginning of its operation, and $4.59 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.57 billion in discretionary accounts and $20.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $217.81 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $775.67 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hyperion Asset Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Adrian Bathurst Whittingham serves?

The firm provides services to individuals, investment companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Adrian Bathurst Whittingham is pension and profit sharing plans with 9 clients and $1.78 billion of assets under management. Among the 6 most similar advisory firms, Hyperion Asset Management Limited has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $2.93 billion for 40 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Hyperion Asset Management Limited doesn't advise any private funds.

Careers at Hyperion Asset Management Limited

The company employs 12 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Adrian Bathurst Whittingham has been acting as President since 1 Jul 2012. Mark Vernon Arnold joined the executive team most recently as the Managing Director, Chief Compliance Officer, Chief Investment Officer, Director And Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Hyperion Holdings Limited Shareholder 1 Jun 2004 75% - 100% foreign
Deborah Anne Beale Director 1 Aug 2006 Other 6835779
Ian Nmn Macoun Director 1 Sep 2006 Other 6387607
Ian Macoun Director 1 Sep 2006 Other 6387607
Timothy Richard Samway Chief executive officer, director and shareholder 1 Apr 2012 Other 2867725
Alexander Nmn Ihlenfeldt Chief compliance officer and chief operations officer 1 May 2012 Other 6387609
Alexander Ihlenfeldt Chief operations officer 1 May 2012 Other 6387609
Adrian Bathurst Whittingham Director 1 Jul 2012 Other 6835284
Mark Vernon Arnold Director and shareholder 1 Jul 2012 Other 6835775
Joel Vincent Gray Shareholder 1 Jul 2012 Other 6835777
Jason Raymond Anthony Orthman Director and shareholder 1 Jul 2012 Other 6835778
Jason Raymond Anthony Shareholder 1 Jul 2012 Other 6835778
Kim Chi Trieu Chief compliance officer 1 Jul 2013 Other 6835282
Calvin Nmn Kwok Chief legal officer 1 Nov 2014 Other 6835285
Calvin Kwok Chief legal officer 1 Nov 2014 Other 6835285
Daniel John David Longan Chief financial officer 1 Feb 2017 Other 6835283
Alexander Nmn Ihlenfeldt Chief compliance officer 1 Nov 2017 Other 6387609
Mark Vernon Arnold Chief compliance officer, chief investment officer, director and shareholder 1 Sep 2018 Other 6835775
Calvin Nmn Kwok Chief legal, risk & compliance officer 1 Aug 2019 Other 6835285
Mark Vernon Arnold Managing director, chief compliance officer, chief investment officer, director and shareholder 1 Sep 2019 Other 6835775
Jason Raymond Anthony Orthman Managing director and shareholder 1 Sep 2019 Other 6835778

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Pinnacle Investment Management Limited Shareholder 1 Jun 2004 25% - 50% foreign
Pinnacle Investment Management Group Limited Shareholder 1 Jun 2004 75% - 100% foreign

Based in Brisbane, Qld

The principal office where Hyperion Asset Management Limited performs its advisory services is located at Level 19, 307 Queen Street, Brisbane, Qld, 4000 The mailing address of the firm is Po Box R604, Royal Exchange, Nsw, 1225. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 61730203700 or by fax 61730203701. The normal business hours are 9.00am - 5.00pm on Monday - Friday. You can find more information about the New York firm at hyperion.com.au/.