Logan Circle Partners, L.P. (Philadelphia)


Logan Circle Partners, L.P. is a large advisory firm based in Philadelphia. It manages $38.64 billion of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of New Jersey and Pennsylvania.

Logan Circle Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Logan Circle Partners: assets under management

The assets under management (AUM) of Logan Circle Partners, L.P. is $38.64 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 128690% since the beginning of its operation, and $5.38 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $38.64 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.78 million each.

Investments

The firm invests in government bonds the most. They account for 16% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Logan Circle Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dominic J. Curcio serves?

The firm provides services to insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Dominic J. Curcio is pension and profit sharing plans with 59 clients and $17.63 billion of assets under management. Among the 7 most similar advisory firms, Logan Circle Partners has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $38.19 billion for 172 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 13% of the firm’s clients are foreign persons or businesses.

Logan Circle Partners also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Logan Circle Partners, L.P.

The company employs 124 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Dominic J. Curcio has been acting as President since 1 Mar 2007. Jude Thaddeus Driscoll has served as the Chief Investment Officer since 1 Jan 2007. Elisabeth H Bedore joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jude Thaddeus Driscoll Chief executive officer/chief investment officer 1 Jan 2007 Other 1817416
Llc Logan Circle Partners Gp General partner 1 Jan 2007 Other 20-8262288
Kenneth Adam Nick Chief compliance officer 1 Mar 2007 Other 4830797
Llc Guggenheim Partners Limited partner 1 Mar 2007 25% - 50% 20-3571204
Michael Peter Bishof Cfo & coo 1 Mar 2007 Other 1463651
Dominic J. Curcio Director 1 Mar 2007 Other 4405969
Brian Sir Director 1 Mar 2007 Other 5398403
Marvin Harris Barge Chief compliance officer 1 May 2007 Other 4866470
Louis J Petriello General counsel 1 May 2007 Other 5355506
Llc Gpft Holdco Limited partner 1 Jun 2007 25% - 50% 20-8735034
Scott J Moses Senior portfolio manager 1 Oct 2007 Other 4266794
Ryan K Brist Chief investment officer/director 1 Nov 2007 Other 2413243
Timothy L Rabe Portfolio manager 1 Nov 2007 Other 4266789
Stephen R Cianci Portfolio manager 1 Nov 2007 Other 2328683
Rita Anne Rauscher Chief compliance officer 1 May 2008 Other 2784710
Andrew James Kronschnabel Senior portfolio manager/ head of investment grade credit 1 May 2009 Other 4261107
Fortress Asset Managment Llc Sole owner 1 Apr 2010 75% - 100% 13-3989887
Jennifer Elizabeth Vollmer General counsel 1 Aug 2010 Other 4064825
William Claypoole Gadsden Chief operating officer 1 Nov 2010 Other 4261554
Jennifer Elizabeth Vollmer Chief compliance officer 1 Feb 2013 Other 4064825
Matthew Paul Woodward Chief compliance officer 1 Jun 2013 Other 2761409
Michael Joshua Cohn Chief compliance officer 1 May 2017 Other 4938950
Elisabeth H Bedore Chief compliance officer 1 Sep 2017 Other 5311786
Llc Metlife Investment Management Holdings Sole owner 1 Sep 2017 75% - 100% 82-2405817
Joseph Patrick Pollaro Chief operating officer 1 Sep 2017 Other 1910072
Michael John Yick Chief financial officer and treasurer 1 Sep 2017 Other 4187342
Daniel Nmn Ross Vice president - operations 1 Sep 2017 Other 6859095

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Guggenheim Capital Member 1 Oct 2005 75% - 100% 36-4358656
Fig Corp. General partner 1 Jan 2007 Other 20-8211534
Fortress Investment Group Llc Sole shareholder 1 Jan 2007 Other 20-5837959
Jude Thaddeus Driscoll Member 1 Mar 2007 50% - 75% 1817416
Llc Gp Holdco Member 1 Mar 2007 75% - 100% 20-8734966
Inc. Sage Assets Shareholder 1 Dec 2008 75% - 100% 26-3960584
Inc. Sammons Enterprises Shareholder 1 Dec 2008 75% - 100% 75-6027423
Inc. Consolidated Investment Services Shareholder 1 Dec 2008 75% - 100% 88-0214301
Fortress Operating Entity I L.P. Sole member 1 Feb 2010 75% - 100% 13-3989887
Fortress Asset Management Gp Llc Sole member 1 Feb 2010 75% - 100% 13-3989887
Inc. Esot Sammons Enterprises Shareholder 1 Mar 2010 75% - 100% 75-0864422
Inc. Metlife Sole member 1 Jul 2017 75% - 100% 13-4075851

Based in Philadelphia

The principal office where Logan Circle Partners, L.P. performs its advisory services is located at 1717 Arch Street, Suite 1500, Philadelphia, PA 19103, which is also the mailing address of the firm. An additional office of the firm is in Whippany, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 267-330-0000 or by fax 267-330-0055. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at lcpim.com.