Wellington International Management Company Pte Ltd (Tokyo)


Wellington International Management Company Pte Ltd is a large advisory firm based in Tokyo. It manages $31.38 billion of regulatory assets for 218 client accounts. It has been registered with the SEC as an adviser since 2012.

Wellington International Management Company Pte provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wellington International Management Company Pte: assets under management

The assets under management (AUM) of Wellington International Management Company Pte Ltd is $31.38 billion. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.5 billion in discretionary accounts and $880.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140.54 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $880.54 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wellington International Management Company Pte Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wellington International Management Company Pte Ltd

Michael John Boudens has been acting as President since 1 Dec 2009. Jo Paul Sawayanagi Sugita joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ltd. Wellington Management Global Holdings Shareholder 1 Sep 1998 75% - 100% 04-3306430
Inc. Wellington Hedge Management Shareholder 1 Sep 1998 Other 04-3215281
Inc. Wellington Holdings Shareholder 1 Sep 1998 Other 04-3215281
Edward Joseph Steinborn Director 1 Dec 2005 Other 2875705
Cynthia Mary Clarke Director 1 May 2006 Other 4620397
Mark Douglas Jordy Director 1 Sep 2007 Other 1948043
Charles Sean Argyle Director 1 Apr 2009 Other 5745883
Michael John Boudens Director 1 Dec 2009 Other 1677912
Ray Eugene Helfer Director 1 Jun 2011 Other 1370285
Cheryl Mcdaniel Duckworth Director 1 Feb 2012 Other 1917667
Christopher William Emmins Director 1 Feb 2012 Other 6111296
Aisling Mary Freiheit Director 1 Feb 2012 Other 6111297
Sara Lou Sherman Director 1 Feb 2012 Other 2639458
David George Sprows Director 1 Feb 2012 Other 6111537
Stephen Klar Director 1 Feb 2012 Other 6111785
Graham William Alexander Stone Chief compliance officer 1 Sep 2012 Other 4353171
Jo Paul Sawayanagi Sugita Chief compliance officer 1 Jan 2015 Other 6410386
Robert Perry Ball Director 1 Jan 2015 Other 6420495
Mark Li Min Syn Director 1 Jan 2015 Other 4272663
Terrence Michael Burgess Director 1 Jan 2015 Other 2449812
Adam Todd Puritz Director 1 Jan 2015 Other 1535409

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llp Wellington Management Company Shareholder 1 Mar 1995 75% - 100% 106595
Wellington Management Group Llp Managing partner 1 May 2014 75% - 100% 04-2683227
Wellington Group Holdings Llp Managing partner 1 May 2014 75% - 100% 47-1167553
Wellington Investment Advisors Holdings Llp Shareholder 1 Jan 2015 75% - 100% 47-1144901

Based in Tokyo

The principal office where Wellington International Management Company Pte Ltd performs its advisory services is located at Palace Buildings 7 F, Tokyo, 100 0005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 813-5533-0011. The normal business hours are 9:00-5:30 on Monday - Friday. You can find more information about the New York firm at www.wellington.com.