Frm Americas LLC (New York)


Frm Americas LLC is a large advisory firm based in New York. It manages $253.12 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Frm Americas provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frm Americas: assets under management

The assets under management (AUM) of Frm Americas LLC is $253.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $253.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $84.37 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frm Americas LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frm Americas LLC

Blaine J. Tomlinson has been acting as President since 1 Jun 2006. Man Investments Holdings Inc. joined the executive team most recently as the Sole Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frm (Americas) Ltd. Member 1 Jun 2001 75% - 100% foreign
John Harvey Beech Managing director, chief investment officer 1 Jul 2004 Other 2581044
Carrie Ann Mccabe Managing director, president 1 Mar 2005 Other 1398466
Andrew Robert Anthony Stewart General counsel, chief compliance officer, director 1 Jun 2005 Other 5118032
Daniel Florsheim Managing director, chief operating officer, chief financial officer 1 Mar 2006 Other 5118170
Blaine J. Tomlinson Director 1 Jun 2006 75% - 100% 4529992
Andrew Robert Anthony Stewart Director 1 Jun 2006 Other 5118032
Andrew J Brindle Chief executive officer, director 1 Aug 2006 Other 2375136
Keven Patrick Moran Chief compliance officer 1 Mar 2007 Other 4013476
Kevin Patrick Moran Chief compliance officer 1 Mar 2007 Other 4013476
Anabelle Perez Gray Chief compliance officer 1 Apr 2008 Other 5522249
Marc Farell Blieden Director 1 Mar 2010 Other 5907471
Orly Lax Secretary 1 Sep 2012 Other 5907624
Michelle Mccloskey President 1 Sep 2012 Other 5862735
Jordan B. Allen Chief financial officer 1 Sep 2012 Other 4650827
Man Investments Holdings Inc. Sole member 1 Oct 2012 75% - 100% 13-4049528

Indirect Owners

The SEC currently registers 17 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Tomlinson Family Trust Shareholder 1 Oct 1996 75% - 100% foreign
The Regent Trust Company Limited Trustee 1 Oct 1996 75% - 100% foreign
Damor Investments Limited Shareholder 1 Oct 1996 50% - 75% foreign
Tomlinson Family Trust Shareholder 1 Oct 1996 50% - 75% foreign entity
Regent Trust Company Limited Trustee 1 Oct 1996 Other foreign entity
Royal Bank Of Canada Trust Company (International) Limited Shareholder 1 Jan 2000 75% - 100% foreign
Royal Bank Of Canada Shareholder 1 Jan 2000 75% - 100% foreign
Factornew Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
E.D. & F. Man Cocoa Investments Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
Frm Holdings Limited Shareholder 1 Apr 2001 75% - 100% foreign
Man Group Investments Limited Shareholder 1 Jun 2004 75% - 100% foreign entity
E.D. & F. Man Investments Bv Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Investments Usa Holdings Inc. Shareholder 1 Aug 2006 75% - 100% 98-0503332
Man Investments Finance Limited Shareholder 1 Jul 2010 75% - 100% foreign entity
Man Group Plc Shareholder 1 Jul 2010 75% - 100% foreign entity
Man Group Uk Ltd Shareholder 1 May 2012 75% - 100% foreign entity
Rbh Holdings (Jersey) Limited Shareholder 1 Jul 2012 75% - 100% foreign entity

Based in New York

The principal office where Frm Americas LLC performs its advisory services is located at Hsbc Tower, 452 5 Th Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-649-6600 or by fax 212-649-6884. The normal business hours are 8:30 am - 5:00pm est on Monday - Friday. You can find more information about the New York firm at frmhedge.com/usa/.