Nuveen Investment Solutions, Inc. (Chicago)


Nuveen Investment Solutions, Inc. is a large advisory firm based in Chicago. It manages $189.24 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Nuveen Investment Solutions provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nuveen Investment Solutions: assets under management

The assets under management (AUM) of Nuveen Investment Solutions, Inc. is $189.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $189.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nuveen Investment Solutions, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nuveen Investment Solutions, Inc.

Keith Brian Hembre has served as the Chief Investment Officer since 1 Mar 2011. William T Huffman joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Edwin Tierney Senior managing director & chief investment officer 1 Apr 1984 Other 1790386
Thomas Malkin Richards Senior managing director 1 Apr 1984 Other 1790222
Charles Joseph Mcpike Managing director 1 Feb 1985 Other 1790218
Mary A Posey Managing director 1 Mar 1993 Other 1798911
John Simmons Managing director 1 May 2004 Other 4939062
Inc. Nuveen Investments Stockholder 1 Apr 2007 75% - 100% 36-3817286
Mary Elizabeth Keefe Chief compliance officer 1 Apr 2007 Other 4755249
Rob Guttschow Managing director 1 Feb 2010 Other 2658560
John W Gambla Managing director 1 Feb 2010 Other 2162404
William T Huffman Managing director 1 Mar 2011 Other 4367634
Keith Brian Hembre Chief investment officer 1 Mar 2011 Other 2882530

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. Madison Dearborn Capital Partners V A Member 1 Nov 2007 75% - 100% 20-3771357
L.P. Madison Dearborn Partners V A&C General partner 1 Nov 2007 Other 20-3771466
Llc Mdcp Holdco (Windy) Member majority manager 1 Nov 2007 25% - 50% 26-1187203
Inc. Merrill Lynch & Co. Owner 1 Nov 2007 75% - 100% 13-2740599
Inc. Merrill Lynch Group Owner 1 Nov 2007 75% - 100% 13-3408205
Inc Ml Ibk Positions Limited partner 1 Nov 2007 75% - 100% 13-3596352
Lp Mlgpe Fund Us Ii Owner 1 Nov 2007 75% - 100% 26-0667033
Lp Mlgpe Partners Ii General partner 1 Nov 2007 Other 98-0545047
Mlgpe U.S. Strategies Llc Member manager 1 Nov 2007 25% - 50% 26-0667033
Llc Windy City Investments Holdings Owner 1 Nov 2007 75% - 100% 26-0373462
Inc. Windy City Investments Owner 1 Nov 2007 75% - 100% 26-0373324
Merrill Lynch Gp Inc. General partner 1 Nov 2007 Other 13-3540361
Ml Windy City Investments Holdings Llc Member minority manager 1 Feb 2008 25% - 50% 26-0667033
Bank Of America Owner 1 Dec 2008 75% - 100% 56-0906609
Bank Of America Corporation Owner 1 Jan 2009 75% - 100% 56-0906609

Based in Chicago

The principal office where Nuveen Investment Solutions, Inc. performs its advisory services is located at 333 West Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-461-1100 or by fax 312-461-0001. The normal business hours are 8:30 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.randt.com.