Jeffrey Slocum & Associates, Inc. (Minneapolis)


Jeffrey Slocum & Associates, Inc. is a large advisory firm based in Minneapolis. It manages $123.93 billion of regulatory assets for 131 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Minnesota, and 3 other states.

Jeffrey Slocum & Associates provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and investment consulting for institutional pools, e.g. endowments, foundations, operating assets, insurance reserves, family office. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jeffrey Slocum & Associates: assets under management

The assets under management (AUM) of Jeffrey Slocum & Associates, Inc. is $123.93 billion. The firm's AUM has grown by 51536% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.1 billion in discretionary accounts and $122.82 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.91 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $974.77 million.
Jeffrey Slocum & Associates has custody of $1.1 billion in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jeffrey Slocum & Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jeffrey Slocum & Associates, Inc.

Jeffrey Charles Slocum has been acting as President since 1 Sep 1986. Bryan Donald Mullin joined the executive team most recently as the Principal.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeffrey Charles Slocum President 1 Sep 1986 75% - 100% 1742481
Kathy Ann Connors Vice president 1 Nov 1995 Other 4393367
Elizabeth Ann Olson Consultant 1 Nov 1997 Other 4393381
Kimberly Kay Faust Consultant 1 May 1998 Other 4393385
Christopher James Tschida Consultant 1 Aug 1999 Other 4393396
Meggan Keane O'shea Vice president 1 Feb 2000 Other 4393373
Timothy W Stevens Director of finance & operations 1 Feb 2000 Other 1522370
Timothy Waite Stevens Director of finance & operations 1 Feb 2000 Other 1522370
Justin Joseph Fier Consultant 1 Mar 2000 Other 4393427
Vicki Lynn Senger Consultant 1 Nov 2001 Other 1598041
Paul David Wick Consultant 1 Dec 2002 Other 2311828
Mark James Evans Consultant 1 Jan 2004 Other 4791971
Andre Jean Boucher Consulting associate 1 Oct 2004 Other 5331135
Kyle James Schmit Consulting associate 1 Nov 2004 Other 5331138
Mary Anne Mullen Consulting associate 1 Apr 2005 Other 5331130
Deborah Dicker Weiss Consultant 1 Jul 2005 Other 5031333
Megan Evonne Gorman Consulting associate 1 Aug 2006 Other 5331112
Vincent Altstaetter Consulting associate 1 Sep 2006 Other 2932096
Mark William Moeller Consulting associate 1 Mar 2007 Other 4850593
Christian Charles Grimm Consultant 1 Sep 2007 Other 5480065
Meggan Keane O'shea Principal 1 Nov 2007 Other 4393373
Christopher James Tschida Principal 1 Nov 2007 Other 4393396
Robert James Mcreavy General counsel 1 Jan 2008 Other 5605520
Donald James Dewolfe Board member and vice chair 1 Dec 2009 Other 1073925
Jeffrey Charles Slocum President and chairman of board 1 Dec 2009 75% - 100% 1742481
Robert James Mcreavy Chief operating officer / chief financial officer/chief legal officer 1 Dec 2009 Other 5605520
Texas Surachez Hemmaplardh Principal 1 Dec 2009 Other 5756363
John Howell Bullion Board member 1 Dec 2009 Other 1093735
Helene Zuber Slocum Board member 1 Dec 2009 75% - 100% 5756380
Mark James Evans Principal 1 Dec 2009 Other 4791971
Kathleen Rosemary Otto Chief compliance officer 1 Jan 2010 Other 5756366
Jonathan Drew Havice Principal 1 Jul 2012 Other 5134920
Nicole Delahanty Principal 1 Jul 2012 Other 5766417
James Edward Treanor Principal 1 Jan 2013 Other 6177272
Bryan Donald Mullin Principal 1 Feb 2015 Other 3223164

Based in Minneapolis

The principal office where Jeffrey Slocum & Associates, Inc. performs its advisory services is located at 43 Main Street Southeast, Minneapolis, MN 55414 1032, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 612-338-7020 or by fax 612-338-7034. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at jslocum.com.