Wealth Planning And Design LLC is a large advisory firm based in Sarasota. It manages $105.46 million of regulatory assets for 162 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, New Hampshire, North Carolina, and Texas.
Wealth Planning And Design provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wealth Planning And Design LLC is $105.46 million. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wealth Planning And Design LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Wealth Planning And Design is high net worth individuals with 26 clients and $73.89 million of assets under management. Among the 8 most similar advisory firms, Wealth Planning And Design has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $105.46 million for 162 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wealth Planning And Design doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Wealth Planning And Design LLC performs its advisory services is located at 6230 University Parkway, Sarasota, FL 34240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 941-361-1484 or by fax 941-361-1494. The normal business hours are 9 a.m. to 4 p.m. on Monday - Friday. You can find more information about the New York firm at wealthipd.com/.