Fsg Investment Management, LLC (Memphis)


Fsg Investment Management, LLC is a large advisory firm based in Memphis. It manages $647.39 million of regulatory assets for 574 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 12 other states.

Fsg Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fsg Investment Management: assets under management

The assets under management (AUM) of Fsg Investment Management, LLC is $647.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 369% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $647.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.13 million each.
Fsg Investment Management has custody of $647.39 million in cash and securities for 573 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fsg Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fsg Investment Management, LLC

Warren Alvin Coleman has served as the Chief Investment Officer since 1 Jun 2005. Richard Craig Paessler joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Clifton Paessler Chief manager, member, trustee 1 Apr 2005 25% - 50% 4943705
Michael Andrew Shaul Secretary and member 1 Apr 2005 25% - 50% 4943694
Jr James Edmond Mcgehee Member 1 Apr 2005 Other 1481203
Jr. Investment Trust James E. Mcgehee Member 1 May 2005 Other xxx-xx-xxxx
James Edmond Mcgehee Member, trustee 1 May 2005 Other 5111204
James Edmund Mcgehee Member, trustee 1 May 2005 Other 5111204
Warren Alvin Coleman Chief investment officer 1 Jun 2005 Other 5024533
Robert Glenn Dingler Executive vice president 1 Jan 2006 Other 5014369
L.P. Jsac Investment Partnership Member 1 Apr 2006 Other 20-5235970
Deborah W. Burford Marital Trust Trust, direct owner 1 May 2007 Other 26-6059095
Jem 2011 Trust Trust, direct owner 1 Mar 2011 Other xxx-xx-xxxx
Richard Craig Paessler Chief compliance officer 1 Jan 2014 Other 6301835

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Clifton Paessler Trustee 1 May 2005 Other 4943705
Andrew Mcgehee General partner 1 Oct 2005 Other 1624889
Stuart Christian Mcgehee General partner 1 Oct 2005 Other 2257621
James Edmond Mcgehee General partner 1 Oct 2005 Other 5111204
Jr James Edmond Mcgehee General partner 1 Oct 2005 Other 1481203
Jr. Investment Trust James E. Mcgehee Limited partner 1 Oct 2005 75% - 100% xxx-xx-xxxx
James Edmond Mcgehee Co-trustee 1 Mar 2011 50% - 75% 5111204
John Clifton Paessler Co-trustee 1 Mar 2011 50% - 75% 4943705

Based in Memphis

The principal office where Fsg Investment Management, LLC performs its advisory services is located at 700 Colonial Rd, Suite 120, Memphis, TN 38117 5191, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 901-531-7423 or by fax 901-531-7426. The normal business hours are 8:00am-5:00pm cst on Monday - Friday. You can find more information about the New York firm at fsgim.com.