Nl Capital Management Inc (Montpelier)

Nl Capital Management Inc is a large advisory firm based in Montpelier. It manages $293.85 million of regulatory assets for 219 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Massachusetts, New Hampshire, Pennsylvania, and Vermont.

Nl Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nl Capital Management: assets under management

The assets under management (AUM) of Nl Capital Management Inc is $293.85 million. The firm's AUM has grown by 61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $263.1 million in discretionary accounts and $30.74 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.44 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $853.95 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nl Capital Management Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nl Capital Management Inc

Thomas Henry Macleay has been acting as President since 1 Jan 1998. John Thomas Boland has served as the Chief Investment Officer since 1 Feb 2001. Patrick Edward Welch joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. ("Nlimc") National Life Investment Management Company	Sole stockholder	1 Apr 1996	75% - 100%	03-0221140
Rodney Allen Buck	Director	1 Apr 1996	Other	1839120
Stephen Stanley Rauh	President & director	1 Aug 1996	Other	2127404
Thomas Henry Macleay	Director	1 Jan 1998	Other	2808384
Gerald Charles Milkowski	Senior vice president	1 Mar 2000	Other	334319
John Thomas Boland	Chief investment officer	1 Feb 2001	Other	1342613
Patrick Edward Welch	Director	1 Jul 2001	Other	1276218

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
National Life Insurance Company	Sole stockholder	1 Apr 1996	75% - 100%	03-0144090
Nlv Financial Corporation	Sole stockholder	1 Jan 1999	75% - 100%	03-0359222
National Life Holding Company	Sole stockholder	1 Jan 1999	75% - 100%	03-0359221

Based in Montpelier

The principal office where Nl Capital Management Inc performs its advisory services is located at One National Life Dr, Montpelier, VT 05604, which is also the mailing address of the firm. An additional office of the firm is in Lebanon, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-229-7402 or by fax 802-229-3743. The normal business hours are 8-5 on Monday - Friday.