Thomson Horstmann & Bryant Inc is a large advisory firm based in Norwalk. It manages $730.29 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Delaware.
Thomson Horstmann & Bryant provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Thomson Horstmann & Bryant Inc is $730.29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -71% since the beginning of its operation, and $275 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Thomson Horstmann & Bryant Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Dennis Patrick Chandler is pooled investment vehicles with 6 clients and $322.11 million of assets under management. Among the 7 most similar advisory firms, Thomson Horstmann & Bryant has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $716.75 million for 59 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 35% of the firm’s clients are foreign persons or businesses.
Thomson Horstmann & Bryant also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.
The company employs 14 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Dennis Patrick Chandler has been acting as President since 1 Oct 2005. Keith Edward Dickinson joined the executive team most recently as the Vice President.
The principal office where Thomson Horstmann & Bryant Inc performs its advisory services is located at 501 Merritt 7, Norwalk, CT 06851 The mailing address of the firm is 501 Merritt 7, Norwalk, CT 06851. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-653-7060 or by fax 203 840-9144. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thbinc.com.