Illington Fund Management LLC (Pleasantville)


Illington Fund Management LLC is a large advisory firm based in Pleasantville. It manages $65.94 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Illington Fund Management provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Illington Fund Management: assets under management

The assets under management (AUM) of Illington Fund Management LLC is $65.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $65.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.47 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Illington Fund Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Illington Fund Management LLC

James John Bowe has been acting as President since 1 Jan 2003. Thomaslloyd Ag joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Leonard Meyer Member of jasper trust 1 Sep 2002 Other 4878452
Douglas Lloyd Brennan Ceo & chairman 1 Jan 2003 Other 2519452
James John Bowe President 1 Jan 2003 Other 713865
George Fisher Senior vice president 1 Jan 2003 Other 1710915
Brian Patrick Harpur Vice president 1 Jan 2003 Other 2760296
Llc Bbp Associates Member 1 Jan 2003 75% - 100% 56-2345428
Zedak Corporation Member 1 Jan 2003 Other 13-3339066
The Jasper Trust Member 1 Jan 2003 Other foreign entity
Angela Elizabeth Lavelle Vp of finance 1 Nov 2003 Other 4878444
Mark Joseph Gallagher Executive vice president 1 Sep 2004 Other 1921924
Duff Young Senior vice president 1 Feb 2005 Other 4959112
Charles Matthew White Executive vice president 1 Jun 2005 Other 1989978
Gregory Henry Kahn Senior vice president, gerneral counsel 1 Jun 2005 Other 5045156
Salvatore Michael Capizzi Executive vice president 1 Sep 2005 Other 1037757
William Lawrence Morrow Chief compliance officer 1 Sep 2005 Other 2229850
Donald Creel Hubbard Senior vice president 1 Oct 2005 Other 2458133
Dkm Asset Management Ag Member 1 Dec 2005 25% - 50% foreign
Dkm Asset Management Ag Owner 1 Sep 2006 75% - 100% foreign
Thomaslloyd Ag Owner 1 Nov 2006 75% - 100% foreign

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jeffrey D. Moore President 1 Jan 1985 50% - 75% 4878495
Lawrence S. Young Vice president 1 Jan 1985 50% - 75% 4878503
Brennan Family Revocable Trust Member 1 Apr 2003 25% - 50% 25-6837901
Michelle Murphy Trustee 1 Apr 2003 Other 4878517
T. U. Michael Sieg Owner 1 May 2006 75% - 100% foreign
Dkm Financial Services Holdings Plc Owner 1 May 2006 75% - 100% foreign
Thomaslloyd Holdings Plc Owner 1 Sep 2006 75% - 100% foreign

Based in Pleasantville

The principal office where Illington Fund Management LLC performs its advisory services is located at 427 Bedford Road, Pleasantville, NY 10570, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 914-773-7888 or by fax 914-773-7887. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.illington.com.