Ofi Private Investments Inc (New York)


Ofi Private Investments Inc is a large advisory firm based in New York. It manages $2 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ofi Private Investments provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ofi Private Investments: assets under management

The assets under management (AUM) of Ofi Private Investments Inc is $2 billion. The firm's AUM has grown by 2304% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Ofi Private Investments has custody of $1.39 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ofi Private Investments Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Martha Boal Willis serves?

The only and largest group of clients of Martha Boal Willis is state or municipal government entities with 2 clients and $2 billion of assets under management. Among the 7 most similar advisory firms, Ofi Private Investments has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $2 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ofi Private Investments doesn't advise any private funds.

Careers at Ofi Private Investments Inc

Martha Boal Willis has been acting as President since 1 Jan 2010. John Carlin Mcdonough joined the executive team most recently as the Director & President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jennifer Lynn Sexton Vice president 1 Jun 1998 Other 2188381
Donna Mary Winn President,ceo and director 1 Jul 1999 Other 843555
Inc. Oppenheimerfunds Shareholder 1 Mar 2000 75% - 100% 22-2527171
O Leonard Darling Director 1 Mar 2000 Other 2507845
Andrew John Donohue Director, evp & general counsel 1 Mar 2000 Other 858126
Katherine Phoebe Feld Secretary 1 Mar 2000 Other 1331202
Jeremy Hugh Griffiths Executive vice president 1 Mar 2000 Other 2976727
Bridget Ann Macaskill President, ceo & director 1 Mar 2000 Other 1207158
James Herman Ruff Executive vice president 1 Mar 2000 Other 1250748
Donna Mary Winn Senior vice president 1 Mar 2000 Other 843555
Brian William Wixted Treasurer 1 Mar 2000 Other 1543247
Donna Mary Winn President 1 Jul 2001 Other 843555
John Vincent Murphy Ceo and director 1 Jul 2001 Other 2168440
Merryl Ivy Hoffman Secretary 1 Nov 2001 Other 2307957
Robert Gregory Zack Senior vice president, general counsel and director 1 Nov 2001 Other 2428497
Steven David Dombrower Senior vice president 1 Jan 2003 Other 2302416
Jennifer Lynn Sexton Senior vice president 1 Jan 2003 Other 2188381
Jennifer Lynn Sexton Senior vice president 1 Sep 2003 Other 2188381
Mark Stephen Vandehey Chief compliance officer 1 Mar 2004 Other 1018546
Stephen Peter Ilnitzki Senior vice president 1 Feb 2005 Other 2570546
Julie Ann Libby Senior vice president 1 Mar 2005 Other 4928888
Richard William Knott Executive vice president 1 Jan 2007 Other 2349375
Kristie Marie Feinberg Treasurer 1 Jun 2008 Other 3162040
David Matthew Pfeffer Director & chief financial officer 1 Jan 2010 Other 4151070
Martha Boal Willis Director 1 Jan 2010 Other 1357245
Julie Ann Libby President 1 Mar 2010 Other 4928888
Arthur Sanford Gabinet Chief legal officer 1 Jan 2011 Other 5788482
Mary Ann Picciotto Chief compliance officer 1 Mar 2014 Other 4235357
Cynthia Lo Bessette Chief legal officer 1 Feb 2016 Other 6468381
Christina Marie Nasta President 1 Feb 2016 Other 2736888
Kathleen Mary Beichert President & director 1 Sep 2016 Other 1944612
Inc. Invesco Group Services Shareholder 1 May 2019 75% - 100% 58-1995394
Robert Harris Rigsby Director 1 May 2019 Other 6611555
Loren Michael Starr Director 1 May 2019 Other 2178384
John Carlin Mcdonough Director & president 1 Jun 2019 Other 2363299

Indirect Owners

The SEC currently registers 20 indirect owners.

Name Entity Date acquired Ownership Employer ID
Massachusetts Mutual Life Insurance Company Member 1 Nov 1984 75% - 100% 04-1590850
Mm Asset Management Holding Llc Shareholder 1 Oct 1990 75% - 100% 45-4000072
Oppenheimer Acquisition Corp. Shareholder 1 Oct 1990 75% - 100% 84-1149206
Oppenheimer Acquisition Corp. (Gatc) Shareholder 1 Oct 1990 75% - 100% 84-1853679
Massachusetts Mutual Life Insurance Company Shareholder 1 Oct 1990 75% - 100% 2682
Massachusetts Mutual Life Insurance Company Member 1 Apr 1994 75% - 100% 04-1590850
Mass Mutual Holding Trust I Indirect shareholder 1 Dec 1996 75% - 100% 04-3343737
Mass Mutual Holding Company Shareholder 1 Dec 1996 75% - 100% 04-2854319
Massmutual Holding Llc Shareholder 1 Dec 1996 75% - 100% 04-2854319
Mass Mutual Holding Company Shareholder 1 Mar 1999 75% - 100% 04-2854319
Massachusetts Mutual Life Insurance Company Shareholder 1 Mar 1999 75% - 100% 2682
Inc. Oppenheimerfunds Shareholder 1 Dec 2001 75% - 100% 13-4160541
Invesco Holding Company Limited Sole shareholder 1 Jan 2002 75% - 100% 98-0407710
Invesco Ltd. Sole shareholder 1 Jan 2002 75% - 100% 98-0557567
Massmutual Holding Llc Member 1 Nov 2011 75% - 100% 04-2854319
Mm Asset Management Holding Llc Shareholder 1 Jan 2012 75% - 100% 45-4000072
Mm Asset Management Holding Llc Shareholder 1 Feb 2012 75% - 100% 45-4000072
Massmutual Holding Llc Sole member 1 Feb 2012 75% - 100% 04-2854319
Inc. Ofi Global Asset Management Sole shareholder 1 May 2019 75% - 100% 161556
Inc. Invesco Holding Company (Us) Sole shareholder 1 May 2019 75% - 100% 58-2287224

Based in New York

The principal office where Ofi Private Investments Inc performs its advisory services is located at 225 Liberty Street, 11 Th Floor, New York, NY 10281 1008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-323-0200 or by fax 212-323-4071. The normal business hours are 8:30.m. to 5:00p.m. on Monday - Friday.