Pemberton Capital Advisors LLP (London)


Pemberton Capital Advisors LLP is an adviser based in London. It manages $5.47 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2016.

Pemberton Capital Advisors provides portfolio management for pooled investment vehicles and non-discretionary investment advice as a sub-adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pemberton Capital Advisors: assets under management

The assets under management (AUM) of Pemberton Capital Advisors LLP is $5.47 billion. $4.95 billion of the total AUM is attributable to clients outside of the United States.

What kind of clients Pemberton Capital Advisors serves?

The only and largest group of clients of Pemberton Capital Advisors is pooled investment vehicles with 18 clients and $5.47 billion of assets under management. Among the 12 most similar advisory firms, Pemberton Capital Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.47 billion for 18 clients. 83% of the firm’s clients are foreign persons or businesses.

Pemberton Capital Advisors also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons is $6,002,000 for each fund.

Careers at Pemberton Capital Advisors LLP

The company employs 45 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Symon Roderick Drake Brockman Shareholder 1 Nov 2010 25% - 50% 1862558
Pemberton Asset Management Services Uk Limited Shareholder 1 Jan 2012 Other foreign
Keith Jones Officer 1 Oct 2013 Other 4365968
Mark Jonathan Hickey Partner 1 Oct 2013 Other 6639115
Legal & General Capital Investments Ltd Shareholder 1 Aug 2014 25% - 50% foreign
Christopher Bernard Higgins Partner 1 Aug 2014 Other 2637303
Marcus John Barnes Partner 1 Aug 2014 Other 6639114
Paul Raymond Sullivan Partner 1 Aug 2014 Other 6639120
Thomas Stefan Duetoft Partner 1 Sep 2014 Other 6639121
John Noel Doyle Partner 1 Dec 2014 Other 6639108
Conrad Godefriedus Teppema Officer 1 Apr 2015 Other 6636533
Michael James Anderson Partner 1 Jul 2015 Other 6639118
Corinna Mitchell Partner 1 Jul 2015 Other 6639104
Helen Jane Richards Chief compliance officer 1 Oct 2015 Other 6047771
Ben Warren Gulliver Partner 1 Sep 2016 Other 6710511
Nicole Gates Partner 1 Oct 2016 Other 6736107
Daniele D Iacovone Partner 1 Nov 2016 Other 4133244
Robin Edward Challis Partner 1 Dec 2016 Other 6736110
Thomas Lack Partner 1 Mar 2017 Other 6776531
Eric Matthew Capp Partner 1 May 2017 Other 1992169
Philip James Ashdown Partner 1 Oct 2017 Other 6893827
Antoine Oliver Josserand Partner 1 Jul 2018 Other 2847981

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Pemberton Asset Management Holdings Limited Shareholder 1 Nov 2010 75% - 100% foreign
Pemberton Asset Management Holding Limited Shareholder 1 Nov 2010 75% - 100% foreign
Elian Trustees Trustee 1 Feb 2015 Other foreign
Legal & General Capital Investments Ltd Shareholder 1 Feb 2015 25% - 50% foreign
Intertrust Trustee 2 (Jersey) Limited Trustee 1 Feb 2015 Other foreign
Pemberton Trust Shareholder 1 Feb 2015 Other foreign
Legal & General Group Plc Shareholder 1 Feb 2015 75% - 100% foreign

Based in London

The principal office where Pemberton Capital Advisors LLP performs its advisory services is located at 52 Grosvenor Gardens, London, Sw1 W 0 Au, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0) 20 7993 9300 or by fax 44 (0) 20 7993 9329. The normal business hours are 8.30 am to 6.30 pm on Monday - Friday. You can find more information about the New York firm at pembertonam.com.