Lowery Thomas, LLC is a large advisory firm based in San Francisco. It manages $189.25 million of regulatory assets for 525 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.
Lowery Thomas provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lowery Thomas, LLC is $189.25 million. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Lowery Thomas, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Lowery Thomas is individuals with 141 clients and $145.3 million of assets under management. Among the 9 most similar advisory firms, Lowery Thomas has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $145.3 million for 141 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Lowery Thomas doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Lowery Thomas, LLC performs its advisory services is located at 220 Montgomery Street, San Francisco, CA 94104, which is also the mailing address of the firm. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-227-9800 or by fax 415-227-9805. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at lowerythomas.com.