Winthrop Capital Management, LLC is a large advisory firm based in Indianapolis. It manages $679.84 million of regulatory assets for 535 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, Georgia, Illinois, and 4 other states.
Winthrop Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Winthrop Capital Management, LLC is $679.84 million. The firm's AUM has grown by 2075% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Winthrop Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Winthrop Capital Management is insurance companies with 3 clients and $378.18 million of assets under management. Among the 6 most similar advisory firms, Winthrop Capital Management has the highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $679.84 million for 255 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Winthrop Capital Management doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Winthrop Capital Management, LLC performs its advisory services is located at 20 East 91 St Street, Indianapolis, IN 46240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 317-663-7500 or by fax 317-663-7501. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at winthropcm.com.