Rothschild International Asset Management Ltd (London England)


Rothschild International Asset Management Ltd is a large advisory firm based in London England. It manages $116.53 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Rothschild International Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rothschild International Asset Management: assets under management

The assets under management (AUM) of Rothschild International Asset Management Ltd is $116.53 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.53 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rothschild International Asset Management Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rothschild International Asset Management Ltd

Ian Goodwin has been acting as President since 1 Sep 1995. Insight Investment Management Limited joined the executive team most recently as the Indirect Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Rothschild Asset Management Ltd Parent of applicant 1 Apr 1989 75% - 100% foreign
Mark Kivey Tavel Non-executive director 1 Jul 1989 Other 1127114
Mark Connolly Director 1 Apr 1990 Other 4441173
Ceris Wyn Williams Director 1 Jan 1992 Other 4441223
Alexander Arnold Macphee Director cco 1 Aug 1992 Other 2947741
Rupert Guy Robinson Director 1 Apr 1994 Other 4441222
Andrew Brian Giles Director 1 Jan 1995 Other 4441183
Kenneth Henry Brown Director 1 May 1995 Other 4441170
Ian Goodwin Director/finance officer 1 Sep 1995 Other 4441193
Richard Edwin Winwood Robinson Director 1 Oct 1996 Other 4441220
Adrian Grey Director 1 Jul 1997 Other 4441201
Christopher John Jenkins Director 1 May 1998 Other 4441214
Paul V F Manduca Chief executive 1 Oct 1999 Other 4386835
Abdallah Nauphal Director 1 Oct 2001 Other 2746886
Dean A Lush Director 1 Feb 2002 Other 4528013
Douglas Ferrans Director 1 Jan 2003 Other 4476097
Michael John Deakin Director 1 Jan 2003 Other 4476102
Gary Thomas Mairs Director & chief executive 1 Jan 2003 Other 4630742
Keith Alan Lovett Director 1 Jan 2003 Other 4630745

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Rothschilds Continuation Holdings A.G. Indirect owner 1 Apr 1982 75% - 100% foreign
Rothschild Concordia A.G. Indirect owner 1 Apr 1990 50% - 75% foreign
Rothschild Asset Management (Uk) Holdings Limited Indirect owner 1 Apr 1996 75% - 100% foreign
Rothschild Asset Management International Holdings Bv Indirect owner 1 Apr 1996 75% - 100% foreign
Rothschilds Continuation Holdings A.G. Indirect owner 1 Dec 2000 75% - 100% foreign
Rothschild Asset Management Holdings A.G. Indirect owner 1 Dec 2000 75% - 100% foreign
Insight Investment Management Limited Indirect owner 1 Jan 2003 75% - 100% foreign
Clerical Medical Investment Group Limited Indirect owner 1 Jan 2003 75% - 100% foreign
Clerical Medical Investment Group (Holdings) Limited Indirect owner 1 Jan 2003 75% - 100% foreign
Hbos Insurance & Investment Group Limited Indirect owner 1 Jan 2003 75% - 100% foreign
Hbos Plc Indirect owner 1 Jan 2003 75% - 100% foreign

Based in London England

The principal office where Rothschild International Asset Management Ltd performs its advisory services is located at 33 Old Broad Street, London England, Ec2 N 1 Hz The mailing address of the firm is 33 Old Broad Street, Lodnon, Ec2 N 1 Hz. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 02079305474 or by fax 02073211423. The normal business hours are 0900-1700 on Monday - Friday.