Legacy Financial Strategies, LLC is a large advisory firm based in Leawood. It manages $271.34 million of regulatory assets for 1,444 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, Florida, Iowa, and 6 other states.
Legacy Financial Strategies provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Legacy Financial Strategies, LLC is $271.34 million. The firm's AUM has grown by 264% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Legacy Financial Strategies, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Legacy Financial Strategies is individuals with 497 clients and $107.95 million of assets under management. Among the 11 most similar advisory firms, Legacy Financial Strategies has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $271.34 million for 620 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Legacy Financial Strategies doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Legacy Financial Strategies, LLC performs its advisory services is located at 11300 Tomahawk Creek Parkway, Leawood, KS 66211, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 913-403-0600 or by fax 913-403-0700. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at legacykc.com.