First National Capital Markets, Inc. (Omaha)

First National Capital Markets, Inc. is a large advisory firm based in Omaha. It manages $139 million of regulatory assets for 975 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, California, and 14 other states.

First National Capital Markets provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First National Capital Markets: assets under management

The assets under management (AUM) of First National Capital Markets, Inc. is $139 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $139 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.56 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First National Capital Markets, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First National Capital Markets, Inc.

Greg Alan Schilling has been acting as President since 1 Dec 2008. Elizabeth A. Musser joined the executive team most recently as the Financial Principal/Treasurer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in Omaha

The principal office where First National Capital Markets, Inc. performs its advisory services is located at 1620 Dodge Street, Omaha, NE 68197, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-602-7494 or by fax 402-938-5337. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at fncapitalmarkets.com.

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