Morgan Stanley Venture Capital Iii Inc (New York)


Morgan Stanley Venture Capital Iii Inc is a mid-sized advisory firm based in New York. It manages $44.91 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Morgan Stanley Venture Capital Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Stanley Venture Capital Iii: assets under management

The assets under management (AUM) of Morgan Stanley Venture Capital Iii Inc is $44.91 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.97 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Stanley Venture Capital Iii Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Stanley Venture Capital Iii Inc

John Bick Ehrenkranz has been acting as President since 1 Nov 1998. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Guy Louis Dechazal President and director 1 Aug 1996 Other 1466944
William James Harding Vice president and director 1 Aug 1996 Other 2583847
Robert John Loarie Vice president and director 1 Aug 1996 Other 1260798
Debra Eve Abramovitz Vice president and treasurer 1 Aug 1996 Other 1700268
Kenneth Francis Clifford Vice president 1 Aug 1996 Other 1830922
Scott Spencer Halsted Vice president and director 1 Aug 1996 Other 1771311
Mian Fazle Husain Vice president and director 1 Aug 1996 Other 1748680
Peter Rockwell Vogelsang Secretary 1 Aug 1996 Other 2062375
Morgan Stanley Parent/beneficial owner 1 Sep 1996 75% - 100% 36-3145972
John Bick Ehrenkranz Director 1 Nov 1998 Other 1729136
Howard Ira Hoffen Chairman and director 1 Feb 2003 Other 1996419
Andrew Neal Siegel Chief legal officer 1 Sep 2003 Other 4226449
Debra Eve Abramovitz Chief financial officer 1 Oct 2004 Other 1700268
Carsten Otto Chief compliance officer 1 Oct 2004 Other 2688833
Yiehsin Hung Chairman, director and managing director 1 Oct 2004 Other 1586401
Bernard Vincent Peterson Chief legal officer, executive director and secretary 1 Oct 2004 Other 4278347
Jeffrey Deane Hahn Executive director and treasurer 1 Oct 2004 Other 2246182
Ghassan J Bejjani Executive director 1 Oct 2004 Other 2412280
Jeffrey J Booth Executive director 1 Oct 2004 Other 2774246
Debra Abramovitz Chief financial officer and director 1 Feb 2005 Other 1700268
Jay Howard Mantz Global co-head of merchant banking 1 Feb 2006 Other 2088508
Alan Kent Jones Head of private equity 1 Nov 2006 Other 1747074
Jennifer Murphy Cattier Chief legal officer 1 Feb 2007 Other 4175467
Stephen Spaulding Trevor Co-head of private equity and global co-head of merchant banking 1 Mar 2007 Other 2270192
Agatha Teresa Pakruda Chief compliance officer 1 Jul 2007 Other 2059284
Agatha Teresa Ruddy Chief compliance officer 1 Jul 2007 Other 2059284
Mary Caracappa Chief administrative officer of merchant banking 1 Oct 2007 Other 1579374
Alan Kent Jones Head of private equity, president and director 1 Oct 2007 Other 1747074
Peter David Chung Director 1 Apr 2008 Other 2368467
Melissa M. Daniels Director 1 Apr 2008 Other 4991920
Melissa Marie Daniels Director 1 Apr 2008 Other 4991920
Steven Umlauf Chief risk officer of merchant banking 1 Jan 2009 Other 2343181
Jennifer Murphy Cattier Chief compliance officer 1 Jun 2009 Other 4175467
Christopher Leroy Odell Chief legal officer 1 Jun 2009 Other 3149189
Gregory J Fleming President of morgan stanley investment management 1 Feb 2010 Other 2338986
Edmond N Moriarty Coo of morgan stanley investment management and head of merchant banking and real estate investing 1 Feb 2010 Other 1744318
Gregory J Fleming President of morgan stanley investment management and morgan stanley smith barney 1 Jul 2010 Other 2338986
Michael Henry Chief compliance officer 1 Feb 2011 Other 4935884
Edmond N Moriarty Coo of morgan stanley investment management 1 Feb 2011 Other 1744318
Jason Seth Koenig Chief legal officer 1 Mar 2011 Other 4914223
Michael Henry Chief compliance officer 1 Feb 2012 Other 4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Morgan Stanley Dean Witter & Co. Beneficial owner 1 May 1997 75% - 100% 36-3145972

Based in New York

The principal office where Morgan Stanley Venture Capital Iii Inc performs its advisory services is located at 1585 Broadway, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-761-7070 or by fax 212-507-3971. The normal business hours are 9:00 a.m. to 6:oo p.m. on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.

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