Trigate Management LLC (Dallas)

Name: Trigate Management LLC
Address: 1717 Main Street, Dallas, TX, 75201
Telephone: 214-615-3355

Trigate Management LLC is a large advisory firm based in Dallas. It manages $813.34 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Texas.

Trigate Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trigate Management: assets under management

The assets under management (AUM) of Trigate Management LLC is $813.34 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $679.31 million in discretionary accounts and $134.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $226.44 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.01 million.

Trigate Management has custody of $5.81 million in cash and securities for 5 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trigate Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Trigate Management serves?

The only and largest group of clients of Trigate Management is pooled investment vehicles with 5 clients and $813.34 million of assets under management. Among the 10 most similar advisory firms, Trigate Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $813.34 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Trigate Management also advises several private funds. Namely, five real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Trigate Management LLC

The company employs 19 people that are either part- or full-time employees. 68 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Armstrong Henry (Iv)	Managing member	1 Dec 2007	Other	1859613
Jonathan Starr Pettee	Managing member	1 Dec 2007	Other	1380336
Jeffrey Scott Yarckin	Managing member	1 Dec 2007	Other	4474599
Ltd John A Henry & Co.	Member	1 Dec 2007	25% - 50%	75-2377601
Jph Investments Llc	Member	1 Dec 2007	25% - 50%	26-1279549
California State Teachers' Retirement System	Member	1 Dec 2007	Other	94-6921617
James Richard Vetter	Chief compliance officer; chief financial officer	1 Apr 2008	Other	4455488

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jah Capital Corporation	General partner	1 Dec 2003	Other	33-1078385
John Armstrong Henry (Iii)	Shareholder	1 Dec 2003	25% - 50%	6024995
John Armstrong Henry (Iv)	Shareholder	1 Dec 2003	25% - 50%	1859613
John Armstrong Henry (Iv)	Co-trustee	1 Jan 2008	25% - 50%	1859613
Pilar Tabarnero Henry	Co-trustee	1 Jan 2008	25% - 50%	6024979

Based in Dallas

The principal office where Trigate Management LLC performs its advisory services is located at 1717 Main Street, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-615-3355 or by fax 214-220-2478. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at trigatecapital.com.