Cohen & Company Financial Management, LLC is a large advisory firm based in New York. It manages $2.13 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Pennsylvania.
Cohen & Company Financial Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cohen & Company Financial Management, LLC is $2.13 billion. The firm's AUM has gone down by -43% since the beginning of its operation, and $100.47 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Cohen & Company Financial Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Daniel Gideon Cohen is pooled investment vehicles with 9 clients and $2.13 billion of assets under management. Among the 12 most similar advisory firms, Cohen & Company Financial Management has the 5th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.13 billion for 9 clients. 89% of the firm’s clients are foreign persons or businesses.
Cohen & Company Financial Management also advises several private funds. Namely, two other private funds and eight securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $500,000.
The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Daniel Gideon Cohen has been acting as President since 1 Jun 2003. Andrew Kenneth Davilman joined the executive team most recently as the Chief Operating Officer.
The principal office where Cohen & Company Financial Management, LLC performs its advisory services is located at 3 Columbus Circle, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 215 701-9555. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ifmi.com.