Vaughan & Co Securities, Inc 13F annual report

Vaughan & Co Securities, Inc is an investment fund managing more than $158 billion ran by James Iii. There are currently 37 companies in Mr. Iii’s portfolio. The largest investments include Ishares Tr and Goldman Sachs Etf Tr, together worth $121 billion.

Limited to 30 biggest holdings

$158 billion Assets Under Management (AUM)

As of 23rd July 2024, Vaughan & Co Securities, Inc’s top holding is 968,618 shares of Ishares Tr currently worth over $101 billion and making up 64.1% of the portfolio value. In addition, the fund holds 179,520 shares of Goldman Sachs Etf Tr worth $19.2 billion. The third-largest holding is Ishares Inc worth $11.3 billion and the next is Wisdomtree Tr worth $2.81 billion, with 84,687 shares owned.

Currently, Vaughan & Co Securities, Inc's portfolio is worth at least $158 billion. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Vaughan & Co Securities, Inc

The Vaughan & Co Securities, Inc office and employees reside in Ridgewood, New Jersey. According to the last 13-F report filed with the SEC, James Iii serves as the CEO at Vaughan & Co Securities, Inc.

Recent trades

In the most recent 13F filing, Vaughan & Co Securities, Inc revealed that it had opened a new position in Valley Natl Bancorp and bought 101,015 shares worth $705 million.

The investment fund also strengthened its position in Ishares Tr by buying 13,155 additional shares. This makes their stake in Ishares Tr total 968,618 shares worth $101 billion.

On the other hand, there are companies that Vaughan & Co Securities, Inc is getting rid of from its portfolio. Vaughan & Co Securities, Inc closed its position in 3M Co on 30th July 2024. It sold the previously owned 7,192 shares for $763 million. James Iii also disclosed a decreased stake in Goldman Sachs Etf Tr by approximately 0.1%. This leaves the value of the investment at $19.2 billion and 179,520 shares.

One of the smallest hedge funds

The two most similar investment funds to Vaughan & Co Securities, Inc are Herbst Group and Horizon Financial Services. They manage $158 billion and $158 billion respectively.

James Iii investment strategy

Vaughan & Co Securities, Inc’s portfolio is diversified across 10 sectors. Currently, their heaviest sector is Consumer Discretionary — making up 1.7% of the total portfolio value. The fund focuses on investments in the United States as 45.9% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 49% of the total holdings value. On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. The average market cap of the portfolio companies is close to $192 billion.

The complete list of Vaughan & Co Securities, Inc trades based on 13F SEC filings

These positions were updated on July 30th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security	Shares Owned	Value	Allocation
Ishares Tr	1.38% 968,618	$101,383,235,000	64.06%
Goldman Sachs Etf Tr	1.56% 179,520	$19,199,628,000	12.13%
Ishares Inc	3.06% 210,747	$11,281,291,000	7.13%
Wisdomtree Tr	5.31% 84,687	$2,811,310,000	1.78%
Apple Inc	8.39% 11,558	$2,434,346,000	1.54%
Vanguard Intl Equity Index F	No change 40,500	$1,772,280,000	1.12%
Spdr S&p 500 Etf Tr	0.28% 2,165	$1,178,267,000	0.74%
Philip Morris International Inc	7.02% 10,057	$1,019,076,000	0.64%
Verizon Communications Inc	1.50% 20,150	$830,986,000	0.53%
Pfizer Inc.	43.59% 27,570	$771,409,000	0.49%
International Business Machs	4.93% 4,450	$769,628,000	0.49%
Oneok Inc.	0.49% 9,402	$766,733,000	0.48%
3M Co.	Closed 7,192	$762,855,000
Valley Natl Bancorp	Opened 101,015	$705,085,000	0.45%
Bristol-Myers Squibb Co.	Opened 16,622	$690,312,000	0.44%
Vici Pptys Inc	10.21% 23,560	$674,758,000	0.43%
3M Co.	Opened 6,549	$669,242,000	0.42%
Dow Inc	0.41% 12,534	$664,929,000	0.42%
Telus Corp.	10.27% 42,945	$650,187,000	0.41%
Oge Energy Corp.	11.25% 18,071	$645,135,000	0.41%
Lyondellbasell Industries N	8.83% 6,690	$639,965,000	0.40%
Bank Montreal Que	1.44% 7,492	$628,204,000	0.40%
Northwestern Energy Group In	7.94% 12,540	$628,003,000	0.40%
M & T Bk Corp	1.41% 4,115	$622,846,000	0.39%
Brookfield Infrastructure Corporation	0.37% 18,457	$621,263,000	0.39%
Abbvie Inc	1.06% 3,615	$620,045,000	0.39%
Blackstone Inc	0.89% 4,914	$608,353,000	0.38%
Chevron Corp.	6.26% 3,699	$578,598,000	0.37%
PPL Corp	0.97% 20,584	$569,148,000	0.36%
Rogers Communications Inc.	15.66% 14,726	$544,567,000	0.34%
GSK Plc	4.21% 14,017	$539,655,000	0.34%
Valero Energy Corp.	1.80% 3,324	$521,070,000	0.33%
Apollo Global Mgmt Inc	15.30% 4,375	$516,556,000	0.33%
Centerpoint Energy Inc.	14.33% 16,335	$506,058,000	0.32%
Altria Group Inc.	Closed 10,610	$462,808,000
Canadian Imperial Bk Comm To	2.17% 8,194	$389,543,000	0.25%
Chord Energy Corporation	45.37% 2,093	$350,954,000	0.22%
Walgreens Boots Alliance Inc	Closed 15,925	$345,413,000
BCE Inc	Closed 8,996	$305,684,000
Cheniere Energy Partners LP	Closed 5,892	$291,006,000
Gaming & Leisure Pptys Inc	Closed 5,696	$262,415,000
Amazon.com Inc.	No change 1,321	$255,283,000	0.16%
Ishares Tr	Opened 2,188	$202,478,000	0.13%
No transactions found
Showing first 500 out of 43 holdings