Jhl Capital Group LLC (Chicago)

Name: Jhl Capital Group LLC
Address: 900 N. Michigan Avenue, Chicago, IL, 60611
Telephone: 312-628-7350

Jhl Capital Group LLC is a large advisory firm based in Chicago. It manages $521.39 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

Jhl Capital Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jhl Capital Group: assets under management

The assets under management (AUM) of Jhl Capital Group LLC is $521.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -67% since the beginning of its operation, and $89.87 million of the total AUM is attributable to clients outside of the United States.

The firm manages $521.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.8 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jhl Capital Group LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ana Gomez Chapman serves?

The only and largest group of clients of Ana Gomez Chapman is pooled investment vehicles with 3 clients and $521.39 million of assets under management. Among the 9 most similar advisory firms, Jhl Capital Group has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $521.39 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Jhl Capital Group also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Jhl Capital Group LLC

The company employs 10 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ana Gomez Chapman has been acting as President since 1 Jan 2015. Jo Ern Chen joined the executive team most recently as the General Counsel And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Henry Litinsky	Chief executive officer/elected manager	1 Aug 2006	Other	3073681
Joshua Aaron Leavitt	Chief financial officer	1 Jul 2007	Other	2928743
Rjhl Gp Investors Llc	Member	1 Feb 2008	25% - 50%	26-2723350
David Meyar Weiss	Chief legal officer/chief compliance officer	1 Feb 2011	Other	6005933
Jhl Capital Group L.P.	Member	1 Jan 2015	75% - 100%	06-1784533
Ana Gomez Chapman	President	1 Jan 2015	Other	2383255
Suma Udupa Shah	Chief compliance officer	1 May 2015	Other	6490547
Andrew Roman Basso	Chief financial officer	1 Jan 2016	Other	6621995
Andrew Roman Basso	Chief compliance officer	1 Mar 2016	Other	6621995
Jo Ern Chen	General counsel and chief compliance officer	1 Apr 2016	Other	5442579

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rjhl Lt Investors Llc	Member	1 Jan 2008	75% - 100%	1000001
Bam Legacy Trust U/A/D 12/31/07	Member	1 Jan 2008	25% - 50%	1000002
Sjm Legacy Trust U/A/D 12/31/07	Member	1 Jan 2008	25% - 50%	1000003
Stephen Jay Malkin	Manager	1 Jan 2008	Other	2304538
Cary J Malkin	Trustee	1 Jan 2008	Other	2547939
James Henry Litinsky	Trustee	1 Oct 2011	75% - 100%	3073681
2011 James Henry Litinsky Revocable Trust U/A/D October 19	Member	1 Jan 2015	75% - 100%	xxx-xx-xxxx
Jhl Capital Group Gp Llc	General partner	1 Jan 2015	Other	xxx-xx-xxxx

Based in Chicago

The principal office where Jhl Capital Group LLC performs its advisory services is located at 900 N. Michigan Avenue, Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-628-7350 or by fax 312-628-7351. The normal business hours are 7:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at jhlcapitalgroup.com.