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Smc Fixed Income Management, LP (Princeton)


Smc Fixed Income Management, LP is a large advisory firm based in Princeton. It manages $1.39 billion of regulatory assets for 81 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New Jersey.




Smc Fixed Income Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smc Fixed Income Management: assets under management

The assets under management (AUM) of Smc Fixed Income Management, LP is $1.39 billion. The firm's AUM has grown by 526% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $215.13 million in discretionary accounts and $1.18 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.78 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $19.93 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smc Fixed Income Management, LP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Spring Mountain Capital General partner 1 Jun 2001 Other 13-4176269
John Laundon Steffens Managing member 1 Jun 2001 75% - 100% 434535
John L. Steffens 2001 Descendents' Trust Member 1 Oct 2001 25% - 50% 13-3331669
John Laundon Steffens Trustee 1 Oct 2001 25% - 50% 434535
Gregory Paul Ho Trustee 1 Oct 2001 25% - 50% 4577366
Vincent Ralph Giordano Member 1 Jul 2006 50% - 75% 4635813
John Laundon Steffens Member 1 Jul 2006 50% - 75% 434535

Based in Princeton

The principal office where Smc Fixed Income Management, LP performs its advisory services is located at 103 Carnegie Center, Princeton, NJ 08540, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 609-228-8251 or by fax 609-228-8431. The normal business hours are 8:30 am to 4:30 pm on Monday - Friday.


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