Consolidated Portfolio Review Corp (Locust Valley)

Name: Consolidated Portfolio Review Corp
Address: 152 Forest Ave, Locust Valley, NY, 11560
Telephone: 516-759-3900

Consolidated Portfolio Review Corp is a large advisory firm based in Locust Valley. It manages $192.36 million of regulatory assets for 1,500 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 12 other states.

Consolidated Portfolio Review Corp provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Consolidated Portfolio Review Corp: assets under management

The assets under management (AUM) of Consolidated Portfolio Review Corp is $192.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $192.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $128.24 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 35% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Consolidated Portfolio Review Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Monroe M Diefendorf serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Monroe M Diefendorf is individuals with 1,466 clients and $152.53 million of assets under management. Among the 8 most similar advisory firms, Consolidated Portfolio Review Corp has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $192.36 million for 1,500 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Consolidated Portfolio Review Corp doesn't advise any private funds.

Careers at Consolidated Portfolio Review Corp

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Monroe M Diefendorf has been acting as President since 1 Dec 2002. The Diefendorf Family 2011 Dynasty Trust joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Dillenbeck	Vice president	1 Jan 1996	Other	4516858
Kenneth Kingsbury Dillenbeck	Vice president	1 Jan 1996	Other	4516858
Monroe Mechling Diefendorf	President	1 Mar 1997	Other	67612
William Wong	Vice president	1 Jul 1997	Other	4393942
Monroe M Diefendorf	President/chief compliance officer	1 Dec 2002	50% - 75%	805205
Whitney E Baran	Shareholder	1 Dec 2002	Other	4630833
Emily Higgs	Shareholder	1 Dec 2002	Other	4630836
Ashley Howe	Shareholder	1 Dec 2002	Other	4630839
Jennie Monroe Donovan	Shareholder	1 Dec 2002	Other	4425260
The Diefendorf Family 2011 Dynasty Trust	Shareholder	1 Dec 2012	50% - 75%	45-6386900

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Whitney E Diefendorf	Shareholder	1 Dec 2002	Other	4630833
Jennie Monroe Diefendorf	Shareholder	1 Dec 2002	Other	4425260
Emily Diefendorf	Shareholder	1 Dec 2002	Other	4630836
Ashley Diefendorf	Shareholder	1 Dec 2002	Other	4630839
Llc South Dakota Trust Company	Trustee	1 Jul 2011	Other	80-0003725

Based in Locust Valley

The principal office where Consolidated Portfolio Review Corp performs its advisory services is located at 152 Forest Ave, Locust Valley, NY 11560, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-759-3900 or by fax 516-759-3928. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at cprria.com.