Frank Black Inc. (Charlotte)

Frank Black Inc. is a large advisory firm based in Charlotte. It manages $32 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of North Carolina and South Carolina.

Frank Black provides portfolio management for individuals and small businesses and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frank Black: assets under management

The assets under management (AUM) of Frank Black Inc. is $32 million. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frank Black Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frank Black Inc.

Frank Harmon Black has been acting as President since 1 May 1992. Ronald David Plexico joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Harmon Black	President	1 May 1992	50% - 75%	22451
Ronald David Plexico	Secretary	1 Jul 1992	25% - 50%	2122340

Based in Charlotte

The principal office where Frank Black Inc. performs its advisory services is located at 820 Tyvola Rd., Charlotte, NC 28217, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.