Banbury Partners LLC (Charlotte)

Name: Banbury Partners LLC
Address: 101 South Tryon Street, Charlotte, NC, 28280
Telephone: (980) 267-3677

Banbury Partners LLC is a large advisory firm based in Charlotte. It manages $577.36 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of North Carolina.

Banbury Partners provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Banbury Partners: assets under management

The assets under management (AUM) of Banbury Partners LLC is $577.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 334% since the beginning of its operation, and $422.08 million of the total AUM is attributable to clients outside of the United States.

The firm manages $577.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $96.23 million each.

Banbury Partners has custody of $245.83 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 57% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 43% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Banbury Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Banbury Partners serves?

The only and largest group of clients of Banbury Partners is pooled investment vehicles with 4 clients and $245.83 million of assets under management. Among the 8 most similar advisory firms, Banbury Partners has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $245.83 million for 4 clients. 67% of the firm’s clients are foreign persons or businesses.

Banbury Partners also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Banbury Partners LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clay Baker Burleson	Chief investment officer & managing member of registrant	1 Mar 2014	50% - 75%	2776548
Edward Aloysius Scott	President, chief operating officer & managing member of registrant	1 Mar 2014	50% - 75%	3270314
Mark Corbett Fiddes	Chief financial officer & chief compliance officer	1 May 2014	Other	6385126
Edward Aloysius Scott	Managing member of banbury gp llc	1 Jun 2014	50% - 75%	3270314
Clay Baker Burleson	Managing member of banbury gp llc	1 Jun 2014	50% - 75%	2776548
Banbury Holdings Lp	Managing member of registrant	1 Apr 2017	75% - 100%	82-1487749

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward Aloysius Scott	Managing partner	1 Apr 2017	25% - 50%	3270314
Clay Baker Burleson	Managing partner	1 Apr 2017	25% - 50%	2776548

Based in Charlotte

The principal office where Banbury Partners LLC performs its advisory services is located at 101 South Tryon Street, Charlotte, NC 28280, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (980) 267-3677. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at banburypartners.com/.