Landmark Advisers Inc (Simsbury)

Name: Landmark Advisers Inc
Address: Attn: Antoinette Lazarus, Simsbury, CT, 06070 2429
Telephone: 860-651-9760

Landmark Advisers Inc is a related adviser based in Simsbury. It manages $7.86 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Landmark Advisers provides portfolio management for pooled investment vehicles and fund of funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Landmark Advisers: assets under management

The assets under management (AUM) of Landmark Advisers Inc is $7.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.86 million each.

Landmark Advisers has custody of $7.86 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Landmark Advisers Inc for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Francisco Lopes Borges serves?

The only and largest group of clients of Francisco Lopes Borges is pooled investment vehicles with 1 clients and $7.86 million of assets under management. Among the 1 most similar advisory firms, Landmark Advisers has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.86 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Landmark Advisers also advises several private funds. Namely, one private equity fund.

Careers at Landmark Advisers Inc

The company employs 101 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Francisco Lopes Borges has been acting as President since 1 Jul 2005. Antoinette Cecilia Lazarus joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Leonard Haviland	Vice president, secretary, treasurer, director	1 Oct 1991	Other	4360908
Stanley F Alfeld	President, director	1 Oct 1991	25% - 50%	4360902
Timothy L Haviland	Vice president, treasurer, secretary, director	1 Oct 1991	Other	4360908
Stanley Fred Alfeld	President, director	1 Oct 1991	25% - 50%	4360902
Brent R Nicklas	Vice president, director	1 Jan 1992	25% - 50%	4360916
John Archibald Griner	Vice president, director	1 Jan 1992	Other	600835
James Patrick Mcconnell	Vice president, director	1 Oct 1995	Other	4360918
James P Mcconnell	Vice president	1 Oct 1995	Other	4360918
Francisco L Borges	Vice president	1 Sep 2003	Other	4377647
Francisco Lopes Borges	Vice president	1 Sep 2003	Other	4377647
Clementina Emilia Stpierre	Vice president	1 Oct 2004	Other	4938014
Francisco Lopes Borges	President	1 Jul 2005	Other	4377647
Landmark Partners Inc.	Shareholder	1 Jul 2005	25% - 50%	06-1284156
Antoinette Cecilia Lazarus	Chief compliance officer	1 Dec 2006	Other	1532100

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Leonard Haviland	President	1 Dec 1989	25% - 50%	4360908
Francisco Lopes Borges	Chairman/ceo	1 Mar 1999	25% - 50%	4377647

Based in Simsbury

The principal office where Landmark Advisers Inc performs its advisory services is located at Attn: Antoinette Lazarus, Simsbury, CT 06070 2429, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-651-9760 or by fax 860-651-8890. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at landmarkpartners.com.