Columbia Funds Management Company (Portland)

Name: Columbia Funds Management Company
Address: 1300 Sw Sixth Avenue, Portland, OR, 97201
Telephone: 503-222-3600

Columbia Funds Management Company is a large advisory firm based in Portland. It manages $7.83 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001.

Columbia Funds Management Company provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Columbia Funds Management Company: assets under management

The assets under management (AUM) of Columbia Funds Management Company is $7.83 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.83 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $521.92 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Columbia Funds Management Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Columbia Funds Management Company

Joseph Robert Palombo has been acting as President since 1 Nov 2001. Richard Jay Johnson has served as the Chief Investment Officer since 1 May 2001. Roger A Sayler joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Lyle Thomsen	Chairman, chief executive officer, chief investment officer, director	1 Feb 1982	Other	1430629
Mark Arthur Wentzien	Vp-legal, assistant secretary	1 Apr 1997	Other	2888873
Jeff Bain Curtis	President, chief operating officer, director, secretary	1 Apr 1997	Other	2343304
Theresa Margaret Castellanos	Vice president, chief accounting officer	1 Dec 1997	Other	2508503
Fleet National Bank	Shareholder of columbia funds management company	1 Dec 1997	75% - 100%	050317415
Thomas Francis Biesiadecki	Chief compliance officer	1 Apr 2001	Other	2210719
Richard Jay Johnson	Chief investment officer	1 May 2001	Other	2508505
Joseph Robert Palombo	Director	1 Nov 2001	Other	2543562
Inc. Columbia Management Group	Shareholder of columbia funds management company	1 Mar 2002	75% - 100%	01-0547933
Thomas Lyle Thomsen	Vice chairman	1 May 2002	Other	1430629
Keith Thomas Banks	Chairman, chief executive officer, president	1 May 2002	Other	2460880
Roger A Sayler	Director	1 Aug 2002	Other	1920994
Nadine Jeanette Johnson	Treasurer	1 Aug 2002	Other	4189238

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fleetboston Financial Corporation	Shareholder of fleet national bank	1 Dec 1997	75% - 100%	050341324
Fleet National Bank	Shareholder of columbia management group, inc.	1 Mar 2002	75% - 100%	050317415

Based in Portland

The principal office where Columbia Funds Management Company performs its advisory services is located at 1300 Sw Sixth Avenue, Portland, OR 97201, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 503-222-3600 or by fax 503-219-3893. The normal business hours are 8 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.columbiafunds.com.