Structured Credit Partners LLC (Charlotte)

Structured Credit Partners LLC is a mid-sized advisory firm based in Charlotte. It manages $80.7 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New York and North Carolina.

Structured Credit Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Structured Credit Partners: assets under management

The assets under management (AUM) of Structured Credit Partners LLC is $80.7 million. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Structured Credit Partners LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Julie Ann Caperton serves?

The only and largest group of clients of Julie Ann Caperton is pooled investment vehicles with 2 clients and $80.7 million of assets under management. Among the 3 most similar advisory firms, Structured Credit Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $80.7 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Structured Credit Partners doesn't advise any private funds.

Careers at Structured Credit Partners LLC

The company employs 7 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Julie Ann Caperton has been acting as President since 1 Feb 2009. Yu Ming Wang has served as the Chief Investment Officer since 1 Apr 1999 and Thomas Scott Wickwire is the Chief Executive Officer of Structured Credit Partners LLC family office. Walter Ernesto Dolhare joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Scott Wickwire	Chief executive officer	1 Apr 1999	50% - 75%	2112790
Yu Ming Wang	Chief investment officer	1 Apr 1999	50% - 75%	2695777
Wells Fargo & Company	Shareholder	1 Aug 2001	75% - 100%	56-0898180
Everen Securities Holdings Inc.	Corporation	1 Aug 2001	75% - 100%	65-0108747
Wachovia Corporation	Shareholder	1 Aug 2001	75% - 100%	56-0898180
David L Gaines	Manager	1 Nov 2003	Other	4782468
Curtis Yates Arledge	President	1 Nov 2003	Other	1754736
Robert Kevin Rottmann	Treasurer	1 Nov 2003	Other	2459355
David Leeland Gaines	Manager	1 Nov 2003	Other	4782468
Renee Mclaughlin Allen	Chief compliance officer	1 Mar 2004	Other	1671337
Darrell Ralph Baber	Managing director	1 Aug 2004	Other	1716333
Brian Michael Moran	Chief compliance officer	1 Oct 2004	Other	1940341
James Patrick Burke	Director	1 Oct 2004	Other	2438160
Robert Gerard Lendino	Vice president and secretary	1 Oct 2004	Other	4943111
John Joseph Bresnan	Managing director	1 Mar 2005	Other	1367559
Austin Mcdonnell Rodgers	Managing director	1 Mar 2005	Other	1823638
Walter Merrill Pringle	Director	1 Mar 2005	Other	2992932
Michael Neal Thompson	Director	1 Mar 2005	Other	4434834
William Kingsley Weatherly	Director	1 Mar 2005	Other	2592500
Lori Hartman	Assistant secretary	1 Mar 2005	Other	4940595
Robert Lendino	Senior vice president/secretary	1 Mar 2005	Other	4943111
David Shutley	Director	1 Mar 2005	Other	4943123
Lori Anne Hartman	Assistant secretary	1 Mar 2005	Other	4940595
Robert Gerard Lendino	Senior vice president/secretary	1 Mar 2005	Other	4943111
David Reed Shutley	Director	1 Mar 2005	Other	4943123
Christopher Jon Foster	Vice president	1 Jul 2005	Other	4971342
Robert Rottman	Managing director	1 Nov 2005	Other	4135558
Brendan Noel Thorpe	Vice president	1 Nov 2005	Other	2770911
Scott Gary Vanhatten	Vice president and secretary	1 Jan 2006	Other	5094484
Scott Clarke Taylor	Director	1 Feb 2006	Other	1460621
Heather Janelle Ilacqua	Vice president and compliance officer	1 Feb 2006	Other	3210601
Scott Gary Vanhatten	Vice president and secretary	1 Feb 2006	Other	5094484
Julie Ann Caperton	Svp and secretary	1 Jun 2006	Other	5166947
Ryan Armand Zanin	Managing director	1 Nov 2006	Other	5254196
Elizabeth Anne Herbener	Assistant secretary	1 Nov 2006	Other	5254206
Simon Andrew Cann	Managing director	1 Nov 2006	Other	5254207
Scott Clarke Taylor	Chief compliance officer	1 Dec 2006	Other	1460621
David Lee Hunt	Vp, chief compliance officer	1 Feb 2007	Other	2772872
Susan Austin Mccarter	Secretary	1 Nov 2007	Other	2284943
Scott Clarke Taylor	Chief compliance officer	1 Dec 2007	Other	1460621
Dashiell Ives Robinson	Vice president	1 May 2008	Other	4580081
Darren James Esser	Vice president	1 Jul 2008	Other	5059878
Julie Ann Caperton	President/managing member	1 Feb 2009	Other	5166947
Jeffrey M Johnston	Portfolio manager	1 Mar 2010	Other	5092452
Robert Salvucci	Treasurer	1 Dec 2010	Other	1895276
Jeffrey M Johnston	Officer	1 Dec 2010	Other	5092452
Carla Rafaella Corona	Assistant secretary	1 Jun 2011	Other	5937243
John Richard Shrewsberry	Managing director	1 Nov 2011	Other	2264673
John Richard Shrewsberry	Managing director	1 Feb 2012	Other	2264673
Eric James Lloyd	Managing director	1 Feb 2012	Other	2314965
Derek Austin Flowers	Managing director	1 Feb 2012	Other	5668985
Diana L Lea Kahle	Secretary	1 May 2012	Other	6067610
Michael Robert Llodra	Portfolio manager/elected manager	1 Nov 2013	Other	1828532
Stephen Greenwood Nelson	Treasurer	1 Apr 2014	Other	6331119
Jonathan Geoffrey Weiss	Managing director/managing member	1 May 2014	Other	2362764
Timothy Paul Mullins	Managing director/managing member	1 Nov 2014	Other	1591930
Christopher William Pink	President/managing member	1 Aug 2015	Other	4564921
Mary Katherine Dubose	Managing director/managing member	1 Aug 2015	Other	4125426
Jeremy B Smith	Managing director/managing member	1 Mar 2016	Other	6288628
Diana L Lea Kahle	Assistant secretary	1 Aug 2016	Other	6067610
Victoria Barroso	Secretary	1 Aug 2016	Other	6628269
Walter Ernesto Dolhare	Manager	1 Jun 2018	Other	2071314

Based in Charlotte

The principal office where Structured Credit Partners LLC performs its advisory services is located at 550 S. Tryon Street, 6 Th Floor, Charlotte, NC 28202, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (704) 410-2190. The normal business hours are 9am - 5pm on Monday - Friday.