H. G. Wellington & Co., Inc. (New York)

Name: H. G. Wellington & Co., Inc.
Address: 140 Broadway, New York, NY, 10005
Telephone: 212-732-6800

H. G. Wellington & Co., Inc. is a large advisory firm based in New York. It manages $319.01 million of regulatory assets for 324 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 13 other states.

H. G. Wellington & Co. provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

H. G. Wellington & Co.: assets under management

The assets under management (AUM) of H. G. Wellington & Co., Inc. is $319.01 million. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $310.02 million in discretionary accounts and $8.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $993.66 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $749.23 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay H. G. Wellington & Co., Inc. for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at H. G. Wellington & Co., Inc.

Herbert G Jr Wellington has been acting as President since 1 May 1984. Christopher Francis Meyer joined the executive team most recently as the Chief Compliance Officer , Aml Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Herbert G Jr Wellington	Chairman	1 May 1984	Other	462906
Robert Gordon Merrill	Director	1 May 1984	Other	332425
Paul Immo Jr Gulden	Executive vice president,director	1 May 1984	Other	231863
Peter Jay Lagemann	Executive vice president,director	1 Mar 1986	Other	300554
Laurence Arthur Shadek	Exec vp , director , secretary	1 Mar 1986	Other	419483
Thomas Waters Grant	President , director,ceo	1 Sep 1992	Other	227594
John Patrick Obrien	Cfo,cco,treasurer,director,sr vp	1 Oct 1993	Other	350446
Joseph Nicholas Cembrola	Sr vp of operations , director	1 Dec 1994	Other	2310761
Charles H Wellington	Senior vp , director	1 May 1995	Other	2625149
Dan Mac Phail Wright	Vp , director	1 May 1995	Other	473124
Robert Gordon Merrill	Shareholder	1 Nov 1998	Other	332425
Mark Porter Sperry	Sr vp, director	1 May 1999	Other	1330909
Hottinger Capital Corp	Shareholder	1 Jun 1999	Other	13-3410109
James Mcclenahan Shadek	Senior vice president - sales	1 Aug 2005	Other	702481
Christopher Francis Meyer	Chief compliance officer , aml officer	1 Jan 2009	Other	1075415

Based in New York

The principal office where H. G. Wellington & Co., Inc. performs its advisory services is located at 140 Broadway, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Dorset, VT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-732-6800 or by fax 212-406-2193. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at hgwellington.com.