Taylor And Taylor Financial Services Usa LLC (Rye)

Name: Taylor And Taylor Financial Services Usa LLC
Address: 411 Theodore Fremd Ave, Rye, NY, 10580
Telephone: 646 201 4865

Taylor And Taylor Financial Services Usa LLC is a mid-sized advisory firm based in Rye. It manages $68.23 million of regulatory assets for 102 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Florida, New York, and Texas.

Taylor And Taylor Financial Services Usa provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and publication of newsletters. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Taylor And Taylor Financial Services Usa: assets under management

The assets under management (AUM) of Taylor And Taylor Financial Services Usa LLC is $68.23 million. $1.4 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Taylor And Taylor Financial Services Usa LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Taylor And Taylor Financial Services Usa serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Taylor And Taylor Financial Services Usa is high net worth individuals with 35 clients and $49.14 million of assets under management. Among the 3 most similar advisory firms, Taylor And Taylor Financial Services Usa has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $68.23 million for 69 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.

Taylor And Taylor Financial Services Usa doesn't advise any private funds.

Careers at Taylor And Taylor Financial Services Usa LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Christopher Taylor	Managing member, chief executive officer & chief compliance officer	1 Apr 2017	75% - 100%	6474262
Thomas Michael Quinn	Managing member & president	1 Feb 2019	Other	6495589

Based in Rye

The principal office where Taylor And Taylor Financial Services Usa LLC performs its advisory services is located at 411 Theodore Fremd Ave, Rye, NY 10580 The mailing address of the firm is 228 Park Ave S, New York, NY 10003. An additional office of the firm is in Gainesville, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646 201 4865 or by fax N/A. The normal business hours are office visits by appointment only on Other. You can find more information about the New York firm at taylortaylorusa.com/ and its LinkedIn profile.