Ftj Fundchoice, LLC (Omaha)

Ftj Fundchoice provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as asset allocation administration and recordkeeping.

Ftj Fundchoice: assets under management

The assets under management (AUM) of Ftj Fundchoice, LLC is $7.11 million. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in state and local bonds the most. They account for 56% of the total AUM. The second-largest asset type is investment and business development companies, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ftj Fundchoice, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dean William Cook serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Dean William Cook is high net worth individuals with 2 clients and $6.11 million of assets under management. Among the 3 most similar advisory firms, Ftj Fundchoice has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $7.11 million for 14 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ftj Fundchoice doesn't advise any private funds.

Careers at Ftj Fundchoice, LLC

The company employs 143 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. 45 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Dean William Cook has been acting as President since 1 Jan 2012. Kylee Marie Beach joined the executive team most recently as the General Counsel/Secretary/Elected Manager.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 19 indirect owners.

Based in Omaha

The principal office where Ftj Fundchoice, LLC performs its advisory services is located at 17605 Wright St, Omaha, NE 68130 The mailing address of the firm is 2300 Litton Lane, Hebron, KY 41048. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 859-426-2000 or by fax 859-426-2050. The normal business hours are 8:30 - 5:00 est on Monday - Friday. You can find more information about the New York firm at ftjfundchoice.com.

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