Artio Global Management LLC (Philadelphia)

Name: Artio Global Management LLC
Address: 1735 Market Street, Philadelphia, PA, 19103
Telephone: 215 405 5700

Artio Global Management LLC is a large advisory firm based in Philadelphia. It manages $687.74 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Florida, Illinois, and 5 other states.

Artio Global Management provides manage of ucits funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Artio Global Management: assets under management

The assets under management (AUM) of Artio Global Management LLC is $687.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $687.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $343.87 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Artio Global Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Artio Global Management LLC

Glen Frederick Wisher has been acting as President since 1 Oct 2001. Aileen Gall Strachan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Artio Global Investors Inc.	Stock holder	1 Apr 1983	75% - 100%	13-6174048
Artio Global Holdings Llc	Stock holder	1 Apr 1983	75% - 100%	26-1421409
Michael Testorf	Senior vice president, portfolio manager	1 Jul 1998	Other	2927960
Richard C Pell	Ceo & cio	1 Jul 2000	Other	1917396
Rudolph Riad Younes	Senior vice president, head of international equity	1 Jul 2000	Other	4219940
Donald Eamonn Quigley	First vice president	1 Feb 2001	Other	4465475
Glen Frederick Wisher	President	1 Oct 2001	Other	3162298
Brett Joseph Gallagher	First vice president	1 Dec 2001	Other	4323647
Denise Lauren Downey	First vice president	1 Mar 2002	Other	2632616
Lynn Jialin Chen	First vice president, portfolio manager	1 Mar 2002	Other	4569977
Gregory Lorton Hopper	First vice president	1 Jun 2002	Other	1447828
Hendricus Francisco Bocxe	Senior vice president & chief counsel	1 Aug 2002	Other	2759565
Michael Kevin Quain	First vice president & cco of julius baer funds	1 Aug 2002	Other	1834063
Francis Michael Harte	Senior vice president/cfo	1 Oct 2002	Other	1976402
Robert Carl Friebel	First vice president, portfolio manager	1 Jan 2003	Other	4421385
Stefano Galli	Senior vice president, portfolio manager	1 Apr 2003	Other	2658850
Katalin Osvath	First vice president, portfolio manager	1 May 2003	Other	4352639
Usman Malik	First vice president, portfolio manager	1 Mar 2004	Other	5824331
Anthony Graeme Williams	Coo & senior vice president	1 Jun 2004	Other	3182090
Andrew R Barker	First vice president, portfolio manager	1 Sep 2004	Other	4344182
Donald Peter Delano	First vice president & chief compliance officer of artio global management llc	1 Jan 2005	Other	1872467
Victor J Simon	Vice president, head of operations	1 Mar 2006	Other	2435827
Samuel Anthony Dedio	Head of u.s. equity	1 Jul 2006	Other	2648450
Raffaele John Senese	First vice president, portfolio manager	1 Jun 2007	Other	4292599
Adam Richard Spilka	Senior vice president and general counsel	1 Mar 2008	Other	4529056
Timothy Joseph Clemens	Vice president & chief financial officer of the artio funds	1 Jan 2010	Other	5102640
Anthony Graeme Williams	Managing director, chief executive officer	1 Nov 2012	Other	3182090
Maria Reed	Chief operating officer	1 Nov 2012	Other	1756048
Aberdeen Asset Management Plc	Shareholder	1 May 2013	75% - 100%	n/a
Gary Robert Marshall	Director, chief executive officer, head of the americas	1 May 2013	Other	5071639
James Christopher Gagnier	Director, vice president, head of north american fixed income	1 May 2013	Other	1305719
Andrew Alasdair Smith	Director, treasurer, chief operating officer - americas, chief financial officer	1 May 2013	Other	4909668
Jennifer Ann Nichols	Director, vice president, global head of legal	1 May 2013	Other	5376493
Aileen Gall Strachan	Chief compliance officer	1 Sep 2013	Other	5793661

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Julius Baer Holding Ltd.	Indirect stock holder	1 Feb 1983	75% - 100%	foreign
Artio Global Investors Inc	Indirect stockholder	1 Jun 2008	75% - 100%	13-6174048

Based in Philadelphia

The principal office where Artio Global Management LLC performs its advisory services is located at 1735 Market Street, Philadelphia, PA 19103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215 405 5700 or by fax 215 405 5780. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.juliusbaer.com.