Stonecastle Cash Management, LLC (New York)

Name: Stonecastle Cash Management, LLC
Address: 152 West 57 Th Street, New York, NY, 10019
Telephone: 212-354-6500

Stonecastle Cash Management, LLC is a large advisory firm based in New York. It manages $6.13 billion of regulatory assets for 1,577 client accounts. It has been registered with the SEC as an adviser since 2009.

Stonecastle Cash Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonecastle Cash Management: assets under management

The assets under management (AUM) of Stonecastle Cash Management, LLC is $6.13 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 306323% since the beginning of its operation, and $40.98 million of the total AUM is attributable to clients outside of the United States.

The firm manages $6.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.89 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stonecastle Cash Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joshua Stuart Siegel serves?

The firm provides services to insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, and state or municipal government entities. The largest group of clients of Joshua Stuart Siegel is corporations or other businesses with 406 clients and $3.31 billion of assets under management. Among the 9 most similar advisory firms, Stonecastle Cash Management has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $6.13 billion for 1,568 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Stonecastle Cash Management doesn't advise any private funds.

Careers at Stonecastle Cash Management, LLC

The company employs 39 people that are either part- or full-time employees. 21 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 22 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joshua Stuart Siegel has been acting as President since 1 Mar 2009. Llc Stonecastle Partners joined the executive team most recently as the Sole Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Stonecastle Partners	Member	1 Mar 2009	75% - 100%	54-2115945
Matthew Reuben Mayers	Secretary	1 Mar 2009	Other	2953692
Joshua Stuart Siegel	President	1 Mar 2009	Other	3131719
Matthew Stephen Hardin	Chief compliance officer	1 Mar 2009	Other	2366634
Matthew Reuben Mayers	Secretary and chief compliance officer	1 Jul 2010	Other	2953692
Stephen John Rotella	Ceo	1 Jan 2011	Other	1733387
Erik Andre Minor	Coo	1 Mar 2011	Other	2280512
Rachel Nachas Schatten	Cco	1 Mar 2014	Other	4876363
Erik Andre Minor	Coo	1 Mar 2014	Other	2280512
Patrick Joseph Farrell	Cfo	1 Apr 2014	Other	1311012
Daniel Christopher Farrell	Ceo	1 Nov 2017	Other	5089761
Stephen John Rotella	Vice chairman	1 Nov 2017	Other	1733387
Llc Stonecastle Holdings	Sole member	1 Jun 2018	75% - 100%	83-0754755

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Joshua Stuart Siegel	Managing member	1 Jun 2003	25% - 50%	3131719
Matthew Reuben Mayers	Member	1 Jun 2003	25% - 50%	2953692
George Shilowitz	Member	1 Jan 2007	25% - 50%	2455292
Lp Charlesbank Equity Fund Vi	Member	1 Sep 2009	25% - 50%	26-0108217
Llc Stonecastle Partners	Sole member	1 Jun 2018	75% - 100%	54-2115945

Based in New York

The principal office where Stonecastle Cash Management, LLC performs its advisory services is located at 152 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Kennesaw, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-354-6500 or by fax 212-354-6565. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at ficaaccount.com.