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Abn Amro Financial Services, Inc. (Chicago)


Abn Amro Financial Services, Inc. is a large advisory firm based in Chicago. It manages $201.97 million of regulatory assets for 1,503 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Florida, Illinois, and 3 other states.

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Abn Amro Financial Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Abn Amro Financial Services: assets under management

The assets under management (AUM) of Abn Amro Financial Services, Inc. is $201.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17903% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $201.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.38 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Abn Amro Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Abn Amro Financial Services, Inc.

Scott Keith Heitmann has been acting as President since 1 Jan 1993. Terry Michael Mccaffrey joined the executive team most recently as the President And Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Scott Keith Heitmann Director 1 Jan 1993 Other 2351200
Alger Baldwin Jr Chapman Ceo, director, chairman 1 May 1997 Other 44653
Lasalle Bank N.A. Shareholder 1 Jan 1998 75% - 100% 36-0884183
Kirk Pearce Flores Secretary 1 May 1998 Other 2628545
Albert Peter Jr Harker Director 1 May 1998 Other 3160324
Thomas Joseph Iii Boland Vice-president, srop/crop 1 Nov 1999 Other 1353464
Thomas Phillip Magnavita Cfo, treasurer 1 Nov 1999 Other 2054423
Richard Dean Starr Director 1 Nov 1999 Other 434020
Norman Bruce Callow Director 1 Jan 2000 Other 2542958
Kathleen Marie Wilcox President, insurance division, director 1 Jul 2000 Other xxx-xx-xxxx
Anthony Agostino Curti Director 1 Sep 2000 Other xxx-xx-xxxx
Michael John Smale Director 1 Apr 2001 Other 831557
Deborah Thida Stotts Chief administrative officer 1 Apr 2001 Other 2347267
Anthony P Pecora Senior counsel and director of compliance, assistant secretary 1 Jul 2001 Other 2975013
Thomas Martin Paulus Controller 1 Jan 2002 Other 1077751
Thomas Patrick Zidar President, chief executive officer & director 1 Jan 2002 Other 2128329
Peter Jay Vanhouten Assistant director of compliance/crop 1 Feb 2002 Other xxx-xx-xxxx
Thomas Charles Heagy Director 1 May 2003 Other 1758533
David J Rudis Director 1 Jan 2004 Other xxx-xx-xxxx
Marty Penstein Executive vice president 1 Jul 2004 Other xxx-xx-xxxx
John R Newman Senior vice president 1 Jul 2004 Other 2351202
Terry Michael Mccaffrey President and director 1 Apr 2005 Other 4850382

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
N.V. Abn Amro Holding Shareholder 1 Jan 1990 75% - 100% n/a foreign
Stichting Prioritiet Abn Amro Holding Shareholder 1 Apr 1993 25% - 50% n/a foreign
Stichting Administratiekantoor Abn Amro Holding Shareholder 1 Apr 1993 25% - 50% n/a foreign
Abn Amro Bank N.V. Shareholder 1 Sep 2000 75% - 100% n/a foreign
Inc. Abn Amro North America Shareholder 1 May 2001 75% - 100% 13-2734729
Abn Amro North America Holding Company Shareholder 1 May 2001 75% - 100% 36-3737560
La Salle Bank Corporation Shareholder 1 May 2001 75% - 100% 13-2734729

Based in Chicago

The principal office where Abn Amro Financial Services, Inc. performs its advisory services is located at 135 South Lasalle Street Suite 2111, Chicago, IL 60603, which is also the mailing address of the firm. An additional office of the firm is in Norridge, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-992-7286 or by fax 312-992-6497. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.standardfederalbank.com.


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