Axe Houghton Associates Inc (Fort Lee)

Axe Houghton Associates Inc is a large advisory firm based in Fort Lee. It manages $187 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, New York, Ohio, and Pennsylvania.

Axe Houghton Associates provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axe Houghton Associates: assets under management

The assets under management (AUM) of Axe Houghton Associates Inc is $187 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Axe Houghton Associates Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axe Houghton Associates Inc

Fredric Paul Sapirstein has been acting as President since 1 Oct 1996. Steven Edward Berman joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seth Lynn	President, ceo, director	1 Mar 1984	Other	2512819
Lloyd Buchanan	Vp, coo, cco, director	1 May 1988	Other	2496593
Ellen Weinstein Adnopoz	Evp, senior pm	1 Jul 1992	Other	1208414
Alan Bruce Herzog	Treasurer, director	1 Apr 1993	Other	1065117
Hoenig Group Inc.	Sole shareholder	1 Apr 1993	75% - 100%	13-3625520
Robert Philip Follert	Evp, director	1 Oct 1994	Other	210722
Kathryn Lee Hoenig	Secretary, director	1 Oct 1994	Other	2267968
Robert Spiegel	Director	1 Oct 1994	Other	432071
Fredric Paul Sapirstein	Director	1 Oct 1996	Other	410843
Robin Kerr	Evp, director, senior pm	1 Jun 1997	Other	2525323
Robin Negaard Kerr	Evp, senior pm	1 Jun 1997	Other	2525323
Steven Edward Berman	President	1 Apr 2002	Other	1634736
Martin Lawrence Berman	Chairman	1 Apr 2002	Other	1037758
Axe Holding Corp	Direct owner	1 Apr 2002	75% - 100%	45-0474415

Based in Fort Lee

The principal office where Axe Houghton Associates Inc performs its advisory services is located at One Bridge Plaza, Fort Lee, NJ 07024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.