Cbf Advisors, LLC (New York)

Name: Cbf Advisors, LLC
Address: 40 East 52 Nd Street, 15 Th Floor, New York, NY, 10022
Telephone: (212) 359-0290

Cbf Advisors, LLC is a mid-sized advisory firm based in New York. It manages $54.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Cbf Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbf Advisors: assets under management

The assets under management (AUM) of Cbf Advisors, LLC is $54.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5922% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.2 million each.

Cbf Advisors has custody of $54.2 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cbf Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cbf Advisors serves?

The only and largest group of clients of Cbf Advisors is pooled investment vehicles with 1 clients and $54.2 million of assets under management. Among the 3 most similar advisory firms, Cbf Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $54.2 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Cbf Advisors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Cbf Advisors, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas John Sowanick has served as the Chief Investment Officer since 1 Nov 2006 and John Logan Morris is the Chief Executive Officer of Cbf Advisors, LLC family office. Clearbrook Holdings Llc joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Clearbrook Financial	Owner	1 Oct 2004	75% - 100%	73-1719518
John Logan Morris	Chief executive officer	1 Oct 2004	Other	1061207
John Smith Swarts	Managing director	1 Oct 2004	Other	2613441
Timothy John Stoklosa	Chief financial officer	1 Oct 2004	Other	4897959
Elliott Wakefield Wislar	Chief marketing officer	1 Oct 2004	Other	1492343
Benjamin Yves Lieber	General counsel/cco	1 Oct 2004	Other	4958648
George Cordell Easter	Director of research	1 May 2005	Other	4893143
Alexander Dimitri Andron	Director of investment strategy	1 May 2005	Other	2446547
Thomas John Sowanick	Chief investment officer	1 Nov 2006	Other	2819903
Clearbrook Llc	Member	1 Oct 2010	75% - 100%	73-1719518
Walter Alan Gilmore	Chief compliance officer	1 Mar 2011	Other	1996728
Evan Michael Smallwood	Supervisor / operations manager	1 May 2013	Other	4825348

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Clearbrook Capital	Owner	1 Oct 2004	50% - 75%	20-0844202
Bruce Charles Godfrey	Shareholder	1 Oct 2004	25% - 50%	1274883
Elliott Wakefield Wislar	Elected manager	1 Oct 2010	Other	1492343
James Deforrest Bishop	Elected manager	1 Oct 2010	Other	5871231
Clearbrook Holdings Llc	Member	1 Oct 2017	50% - 75%	82-2741944

Based in New York

The principal office where Cbf Advisors, LLC performs its advisory services is located at 40 East 52 Nd Street, 15 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 359-0290 or by fax (212) 359-0291. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at clearbrookglobal.com.