Cheswick Investment Co Incorporated (Rowayton)

Name: Cheswick Investment Co Incorporated
Address: 131 Rowayton Avenue, Rowayton, CT, 06853
Telephone: 203-956-7000

Cheswick Investment Co Incorporated is a large advisory firm based in Rowayton. It manages $250.4 million of regulatory assets for 248 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 12 other states.

Cheswick Investment Co Incorporated provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cheswick Investment Co Incorporated: assets under management

The assets under management (AUM) of Cheswick Investment Co Incorporated is $250.4 million. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $246.96 million in discretionary accounts and $3.44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $999.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.44 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cheswick Investment Co Incorporated for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cheswick Investment Co Incorporated

Richard Reid Cheswick has been acting as President since 1 May 1986. Diane Larsen Labarbera joined the executive team most recently as the Secretary/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Reid Cheswick	President	1 May 1986	25% - 50%	2182648
Diane Larsen Labarbera	Secretary	1 May 1986	Other	4341842
Ruth Roberts Cheswick	Vice president	1 May 1986	Other	4341856
Susan Cheswick Brewer	Vice president	1 May 1997	Other	4341772
Carol Cheswick Ross	Vice president	1 May 1997	Other	1575200
William Roberts Cheswick	Shareholder	1 Jun 1998	Other	4341863
Chescap Limited Partnership	Shareholder	1 Jun 1998	Other	06-1472298
David Pierson Tuttle	Vice president	1 Dec 1999	Other	4341848
Susan Cheswick Brewer	President	1 Feb 2002	Other	4341772
Richard Reid Cheswick	Chairman	1 Feb 2002	25% - 50%	2182648
Carol Cheswick Ross	President	1 Feb 2002	Other	1575200
Diane Larsen Labarbera	Secretary/chief compliance officer	1 May 2004	Other	4341842

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Reid Cheswick	General partner	1 Jan 1997	Other	2182648
Carol Cheswick Ross	Limited partner	1 Jan 1997	25% - 50%	1575200
Ruth Roberts Cheswick	General partner	1 Jan 1997	Other	4341856
Susan Cheswick Brewer	Limited partner	1 Jan 1997	25% - 50%	4341772
William Roberts Cheswick	Limited partner	1 Jan 1997	25% - 50%	4341863

Based in Rowayton

The principal office where Cheswick Investment Co Incorporated performs its advisory services is located at 131 Rowayton Avenue, Rowayton, CT 06853, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-956-7000 or by fax 203-956-7015. The normal business hours are 9 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cheswickinvestment.com.