Power Shares Capital Management LLC (Wheaton)

Name: Power Shares Capital Management LLC
Address: 301 West Roosevelt Road, Wheaton, IL, 60187
Telephone: 630-933-9600

Power Shares Capital Management LLC is an adviser based in Wheaton. It manages $14 billion of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Illinois.

Power Shares Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Power Shares Capital Management: assets under management

The assets under management (AUM) of Power Shares Capital Management LLC is $14 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14185% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $147.36 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Power Shares Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Power Shares Capital Management LLC

Harold B Bond has been acting as President since 1 Aug 2002. Deanna Broggi Marotz joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harold B Bond	President	1 Aug 2002	75% - 100%	4636646
Keith Allen Ovitt	Member	1 Feb 2003	Other	4630980
John Wilder Southard	Chief financial officer, member	1 Feb 2003	Other	2298350
Kevin Richard Gustafson	Chief compliance officer	1 Sep 2004	Other	5029392
Inc. Sp Investment Company	Member	1 Jan 2005	Other	13-4292137
Bruce T Duncan	Chief financial officer	1 Mar 2006	Other	5225210
Inc Aim Management Group	Direct owner	1 Sep 2006	75% - 100%	76-0528004
Inc Invesco Aim Management Group	Direct owner	1 Sep 2006	75% - 100%	76-0528004
Harold B Bond	President managing director	1 Nov 2007	Other	4636646
Deanna Broggi Marotz	Chief compliance officer	1 Mar 2008	Other	1740945

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Avz	Direct owner	1 Feb 1997	Other	58-2287224
Amvescap Plc	Direct owner	1 Feb 1997	Other	foreign
Invesco Plc	Direct owner	1 Feb 1997	Other	foreign
Inc. Ivz	Direct owner	1 Feb 1997	Other	58-2287224
Invesco Ltd	Direct owner	1 Feb 1997	Other	foreign

Based in Wheaton

The principal office where Power Shares Capital Management LLC performs its advisory services is located at 301 West Roosevelt Road, Wheaton, IL 60187, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 630-933-9600 or by fax 630-933-9699. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.powershares.com.