Lend Lease Rosen Real Securities LLC (Berkeley)

Name: Lend Lease Rosen Real Securities LLC
Address: 1995 University Ave Suite 550, Berkeley, CA, 94704
Telephone: 510-849-8360

Lend Lease Rosen Real Securities LLC is a large advisory firm based in Berkeley. It manages $2.89 billion of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Lend Lease Rosen Real Securities provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lend Lease Rosen Real Securities: assets under management

The assets under management (AUM) of Lend Lease Rosen Real Securities LLC is $2.89 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 105% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.89 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lend Lease Rosen Real Securities LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lend Lease Rosen Real Securities LLC

Michael Anthony Torres has been acting as President since 1 Mar 1997. John D Allman joined the executive team most recently as the Management Committee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Lend Lease Real Estate Investments	Member of applicant	1 Mar 1997	50% - 75%	58-1571819
Llc Rfs Ii	Member of applicant	1 Mar 1997	50% - 75%	94-3296510
Kenneth Thomas Rosen	Chief executive officer	1 Mar 1997	Other	2460428
Michael Anthony Torres	President	1 Mar 1997	Other	2626850
Susan Jane Lloyd Hurwitz	President	1 May 1999	Other	4143355
Jerrold Barag	Management committee	1 May 1999	Other	4359267
Kenneth Thomas Rosen	Chairman	1 Aug 2002	Other	2460428
Michael Anthony Torres	Chief executive officer	1 Aug 2002	Other	2626850
Richard Francis Burns	Management committee	1 Aug 2002	Other	2272343
David J Ross	Management committee	1 Aug 2002	Other	2800185
Mark Nuti	Chief operating officer	1 Jul 2003	Other	2774438
Robert William Johnston	Management committee	1 Sep 2003	Other	4456569
Michael L Mccoy	Management committee	1 Nov 2003	Other	4776597
John D Allman	Management committee	1 Jan 2004	Other	4776598

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lend Lease Corporation Limited	Indirect owner	1 Jun 1992	75% - 100%	foreign
Inc. Lend Lease (Us) Holdings	Indirect owner	1 Jun 1997	75% - 100%	94-3161010
Inc. Lend Lease (Us) Services	Indirect owner	1 Jan 1998	75% - 100%	13-3961852
Lend Lease (Us) Inc.	Indirect owner	1 Jan 1998	75% - 100%	94-3161010

Based in Berkeley

The principal office where Lend Lease Rosen Real Securities LLC performs its advisory services is located at 1995 University Ave Suite 550, Berkeley, CA 94704, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 510-849-8360 or by fax 510-849-8369. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.lendleaserosen.com.