Whb Wolverine Asset Management Inc (Southport)

Whb Wolverine Asset Management Inc is an adviser based in Southport. It manages $18 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Whb Wolverine Asset Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whb Wolverine Asset Management: assets under management

The assets under management (AUM) of Whb Wolverine Asset Management Inc is $18 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $300 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Whb Wolverine Asset Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Whb Wolverine Asset Management Inc

Nancy Ann Babyak has been acting as President since 1 Jan 1992. John Michael Babyak joined the executive team most recently as the President, Ceo/Cio And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Warren Herbert Bree	President & ceo	1 Jun 1990	50% - 75%	29549
Violet Bree	Vice president & secretary	1 Jan 1992	Other	4360657
Nancy Ann Babyak	Director	1 Jan 1992	Other	1072453
Adam Bree	Director	1 Jan 1992	Other	4360668
John Michael Babyak	E.v.p. & coo	1 Jul 1993	Other	4360630
Marc Kramer	On leave of absence	1 Oct 1994	Other	1987972
Peter Christian Wiese	Senior vice president	1 Jan 1998	Other	466451
John Michael Babyak	President & ceo	1 Jun 2005	25% - 50%	4360630
Patrick Weston Fremont Iii	Senior vice president	1 Jun 2005	Other	2946715
Nicholas Anthony Caruso	Senior vice president	1 Jun 2005	Other	42346
Warren H. Bree Trust	Direct owner	1 Aug 2005	25% - 50%	xxx-xx-xxxx
Norman Howard Barlow	Senior vice president	1 Jul 2006	Other	1804445
John Michael Babyak	President, ceo/cio and chief compliance officer	1 Oct 2007	75% - 100%	4360630
Nancy Ann Babyak	Executive vice president & corp. secretary	1 Oct 2007	Other	1072453

Based in Southport

The principal office where Whb Wolverine Asset Management Inc performs its advisory services is located at 200 Pequot Avenue, Southport, CT 06890, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.