Tiaa Advisory Services, LLC (New York)

Name: Tiaa Advisory Services, LLC
Address: 730 Third Avenue, New York, NY, 10017
Telephone: 212-490-9000

Tiaa Advisory Services, LLC is a large advisory firm based in New York. It manages $2.55 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001.

Tiaa Advisory Services provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Advisory Services: assets under management

The assets under management (AUM) of Tiaa Advisory Services, LLC is $2.55 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.55 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $363.6 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tiaa Advisory Services, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tiaa Advisory Services, LLC

Charles Henry Stamm has been acting as President since 1 Dec 2001. Russell Gordon Noles joined the executive team most recently as the Manager, Vice President And Acting Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Henry Stamm	Director	1 Dec 2001	Other	1926783
Martin Lewis Leibowitz	Director	1 Dec 2001	Other	306047
John Arthur Somers	Director, president, chief operating officer & chief executive officer	1 Dec 2001	Other	1872638
Richard John Adamski	Vice president and treasurer	1 Dec 2001	Other	1822249
Stewart Paul Greene	Chief counsel, securities law, secretary & chief legal officer	1 Dec 2001	Other	1842717
George Djurasovic	Counsel & assistant secretary	1 Dec 2001	Other	4228028
Meredith Jo Kornreich	Chief counsel, corporate finance law & assistant secretary	1 Dec 2001	Other	2403304
James Franklin Blair	Director	1 Dec 2001	Other	1813211
Richard Lawrence Gibbs	Director	1 Dec 2001	Other	1775036
Michael Thomas Okane	Director	1 Dec 2001	Other	1436600
Joseph William Luik	Director & senior managing director	1 Dec 2001	Other	1814801
Charles Eric Mattison	Senior counsel & assistant secretary	1 Dec 2001	Other	1814445
Mary Elizabeth Luebke	Chief compliance officer	1 Dec 2001	Other	1813207
Llc Tiaa Financial Services	Shareholder	1 Dec 2001	75% - 100%	13-4201676
Gerald Keith Mccullough	Vice president and chief accountant, investments and chief financial officer	1 Dec 2001	Other	2282027
Gregory Wayne Maccordy	Managing director, public & private international issues	1 Dec 2001	Other	1865982
Charles H. Stamm	Director	1 Dec 2001	Other	1926783
Roger Alan Vellekamp	Vice president, corporate tax	1 Jan 2002	Other	3118007
Loren Sinclair Archibald	Chief compliance officer	1 Mar 2003	Other	1816738
Gary Mark Chinery	Vice president and treasurer	1 Jan 2004	Other	1822252
Elizabeth Ann Monrad	Chief financial officer and executive vice president	1 Jan 2004	Other	3212249
William James Forgione	Chief legal officer, vice president and chief counsel, investment management law	1 Mar 2004	Other	2211193
Livia Lucia Maghiar	Senior counsel and assistant secretary	1 Mar 2004	Other	3018477
Mark Leonard Serlen	Senior counsel and secretary	1 Mar 2004	Other	1814700
Scott Crane Evans	Manager	1 Mar 2004	Other	1814644
Carol Ann Baldwin Moody	Chief compliance officer and managing director	1 Sep 2004	Other	4520459
Russell Gordon Noles	Manager, vice president and acting chief financial officer	1 May 2005	Other	4828778

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Teachers Insurance And Annuity Association Of America	Shareholder	1 Dec 2001	75% - 100%	13-1624203
Tiaa Board Of Overseers	Shareholder	1 Dec 2001	75% - 100%	13-6110585

Based in New York

The principal office where Tiaa Advisory Services, LLC performs its advisory services is located at 730 Third Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-490-9000 or by fax 212-907-2440. The normal business hours are 8:30am - 4:45pm on Monday - Friday. You can find more information about the New York firm at tiaa-cref.org.