Caledonia (Private) Investments Pty Limited (Sydney)

Caledonia (Private) Investments Pty Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caledonia (Private) Investments Pty Limited: assets under management

The assets under management (AUM) of Caledonia (Private) Investments Pty Limited is $9.06 billion. The firm's AUM has grown by 385% since the beginning of its operation, and $8.78 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $8.43 billion in discretionary accounts and $635.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $271.92 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $127.03 million.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio. Investments in derivatives form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caledonia (Private) Investments Pty Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Caledonia (Private) Investments Pty Limited serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Caledonia (Private) Investments Pty Limited is pooled investment vehicles with 12 clients and $5.36 billion of assets under management. Among the 9 most similar advisory firms, Caledonia (Private) Investments Pty Limited has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $8.49 billion for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 87% of the firm’s clients are foreign persons or businesses.

Caledonia (Private) Investments Pty Limited also advises several private funds.

Careers at Caledonia (Private) Investments Pty Limited

The company employs 29 people that are either part- or full-time employees. 31 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James William Vicars has served as the Chief Investment Officer since 1 Sep 1998. Nathan Edward Easter joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 12 indirect owners.

Based in Sydney

The principal office where Caledonia (Private) Investments Pty Limited performs its advisory services is located at Level 10, Sydney, 2000, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-612-92557600 or by fax 011-612-92557610. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at caledonia.com.au.

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