Avanath Capital Management, LLC (Irvine)

Name: Avanath Capital Management, LLC
Address: 1920 Main Street, Irvine, CA, 92614
Telephone: 949-269-4700

Avanath Capital Management, LLC is a large advisory firm based in Irvine. It manages $1.6 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California and Maryland.

Avanath Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Avanath Capital Management: assets under management

The assets under management (AUM) of Avanath Capital Management, LLC is $1.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 231% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.6 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $265.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Avanath Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Avanath Capital Management serves?

The only and largest group of clients of Avanath Capital Management is pooled investment vehicles with 6 clients and $1.6 billion of assets under management. Among the 11 most similar advisory firms, Avanath Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.6 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Avanath Capital Management also advises several private funds. Namely, six real estate funds. The minimum investment commitment required of non-related persons ranges from $2,000,000 to $50,000,000.

Careers at Avanath Capital Management, LLC

The company employs 42 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jun Sakumoto	Partner and portfolio manager	1 Jun 2008	Other	3024682
Daryl Carter	Chairman and ceo	1 Jun 2008	Other	2320767
Ronald Juskiewicz	Partner, cfo, cco	1 Jun 2008	Other	6390796
Llc Avanath Holdings I	Owner	1 Jun 2008	50% - 75%	80-0921635
Llc Avanath Co Invest I	Owner	1 Jun 2008	25% - 50%	80-0921644
Llc Avanath Co Invest Ii	Owner	1 Jun 2008	25% - 50%	46-4990405
John R Williams	President and cio	1 Jun 2012	Other	6065217
Llc Avanath Co Invest Iii	Owner	1 May 2016	25% - 50%	371828459
Camille Marie Longino	Chief financial officer	1 Jan 2017	Other	6775663
Robert Wesley Wilson	Chief financial officer / chief compliance officer	1 Jan 2019	Other	7086180

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Dix Abbey	Non-managing member	1 Dec 2013	25% - 50%	2621509
John Stewart Hagestad	Non-managing member	1 Dec 2013	25% - 50%	5611114

Based in Irvine

The principal office where Avanath Capital Management, LLC performs its advisory services is located at 1920 Main Street, Irvine, CA 92614, which is also the mailing address of the firm. An additional office of the firm is in Bethesda, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-269-4700 or by fax 949-269-4701. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at avanath.com.