1740 Advisers Inc (New York)

1740 Advisers Inc is a large advisory firm based in New York. It manages $1.3 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

1740 Advisers provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

1740 Advisers: assets under management

The assets under management (AUM) of 1740 Advisers Inc is $1.3 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -65% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.3 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $325.12 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 1740 Advisers Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 1740 Advisers Inc

Michael I Roth has been acting as President since 1 Dec 1993. John Clayton Norton joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Vanhassel Rock	Director & president	1 Oct 1968	Other	1480928
Mony Life Insurance Company	Parent company	1 Sep 1969	75% - 100%	13-1632487
Richard Daddario	Executive vice president	1 Aug 1989	Other	4353751
Kenneth Marc Levine	Director	1 Aug 1989	Other	4353758
The Mony Group Inc.	Parent company	1 Nov 1989	75% - 100%	13-3976138
David Vaughan Weigel	Treasurer	1 May 1991	Other	2148583
Michael I Roth	Director	1 Dec 1993	Other	1955371
Gregory M. Staples	Vice president	1 Dec 1993	Other	4353924
Larry Cohen	Controller	1 Sep 1996	Other	4353933
David E. Wheeler	Vice president	1 Sep 1997	Other	4353929
Rekasha Arissa Robinson Mclymont	Secretary	1 Sep 1999	Other	4353934
William David Goodwin	Executive vice president	1 Sep 2002	Other	1819132
Llc Mony Holdings	Parent company	1 Nov 2002	75% - 100%	13-3976138
Allen George Botwinick	Director	1 Feb 2003	Other	845828
Bart Robin Schwartz	Director	1 Feb 2003	Other	2893294
Michael James Vogelzang	Director & vice president	1 Feb 2003	Other	2186136
Sidney Gregory Wigfall	Chief compliance officer	1 Oct 2003	Other	4712352
Kevin Robert Byrne	Treasurer & director	1 Jul 2004	Other	1975617
Steven Michael Joenk	President & director	1 Jul 2004	Other	1556526
Inc. Axa Financial	Parent company	1 Jul 2004	75% - 100%	13-3623351
Richard Dziadzio	Director	1 Jul 2004	Other	4362519
John Clayton Norton	Chief compliance officer	1 Aug 2004	Other	1337377
Inc. Mony Financial Services	Shareholder	1 Aug 2004	75% - 100%	11-3722370

Based in New York

The principal office where 1740 Advisers Inc performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. The firm also has an office outside of the United States.