Bóveda Asset Management, Inc. (Charlotte)

Name: Bóveda Asset Management, Inc.
Address: 15720 Brixham Hill Avenue, Charlotte, NC, 28277
Telephone: 888-569-8883

Bóveda Asset Management, Inc. is an internet adviser based in Charlotte. It manages $16.56 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014.

Bóveda Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as commerical real estae finanicng.

Bóveda Asset Management: assets under management

The assets under management (AUM) of Bóveda Asset Management, Inc. is $16.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 231% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.56 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bóveda Asset Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bóveda Asset Management serves?

The only and largest group of clients of Bóveda Asset Management is pooled investment vehicles with 1 clients and $16.56 million of assets under management. Among the 1 most similar advisory firms, Bóveda Asset Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $16.56 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Bóveda Asset Management also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Bóveda Asset Management, Inc.

The company employs 6 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Witherspoon	Ceo / coo / chief compliance officer / president	1 May 2014	75% - 100%	6354866
Ken Witherspoon	Chief compliance officer	1 May 2014	75% - 100%	6354866

Based in Charlotte

The principal office where Bóveda Asset Management, Inc. performs its advisory services is located at 15720 Brixham Hill Avenue, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-569-8883 or by fax 888-569-5893. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at 1baminc.com.