Sports & Entertainment Investment Advisers, LLC (Montebello)

Name: Sports & Entertainment Investment Advisers, LLC
Address: 400 Rella Boulevard, Montebello, NY, 10901
Telephone: 845-369-9422

Sports & Entertainment Investment Advisers, LLC is a related adviser based in Montebello. It manages $4.75 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Michigan, New Jersey, New York, and Texas.

Sports & Entertainment Investment Advisers provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sports & Entertainment Investment Advisers: assets under management

The assets under management (AUM) of Sports & Entertainment Investment Advisers, LLC is $4.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 135% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $98.97 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 69% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 24% of the firm’s portfolio. Investments in investment grade corporate bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sports & Entertainment Investment Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Mateo Sebastiano serves?

The only and largest group of clients of John Mateo Sebastiano is individuals with 27 clients and $4.22 million of assets under management. Among the 4 most similar advisory firms, Sports & Entertainment Investment Advisers has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $4.22 million for 27 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sports & Entertainment Investment Advisers doesn't advise any private funds.

Careers at Sports & Entertainment Investment Advisers, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Mateo Sebastiano has been acting as President since 1 Oct 2016. Brian Arthur Heal joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Courtney Joy Barba	Chief compliance officer	1 Oct 2016	Other	5313824
Pegasus Asset Management Inc	Member	1 Oct 2016	50% - 75%	104766
John Mateo Sebastiano	Director	1 Oct 2016	Other	4341050
Llc Sports & Entertainment Capital	Member	1 Oct 2016	50% - 75%	81-3949749
Rodd Dee Berro	Director	1 Oct 2016	Other	4341041
John Matteo Sebastiano	Director	1 Oct 2016	Other	4341050

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Matteo Sebastiano	Co-president	1 Mar 2005	50% - 75%	4341050
Rodd Dee Berro	Co-president	1 Mar 2005	50% - 75%	4341041
John Mateo Sebastiano	Co-president	1 Mar 2005	50% - 75%	4341050
Brian Arthur Heal	Sole member	1 Oct 2016	50% - 75%	4719085
Brian Heal	Sole member	1 Oct 2016	50% - 75%	4719085
Pegasus Asset Management Inc	Member	1 Apr 2018	75% - 100%	104766
Brian Arthur Heal	Owner	1 Jul 2019	75% - 100%	4719085

Based in Montebello

The principal office where Sports & Entertainment Investment Advisers, LLC performs its advisory services is located at 400 Rella Boulevard, Montebello, NY 10901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-369-9422 or by fax 845-369-9420. The normal business hours are 9 am 5 pm on Monday - Friday. You can find more information about the New York firm at seinvestmentadvisers.com.